STOCK TITAN

Director at Cardiff Lexington (CDIX) receives 5,000-share stock award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Staley Louis Jack Sr. reported acquisition or exercise transactions in this Form 4 filing.

Cardiff Lexington Corp director Staley Louis Jack Sr. received a grant of 5,000 shares of Common Stock as a restricted stock award on April 1, 2026. The award was granted at a price of $0.00 per share as equity compensation, not an open-market purchase. The shares are scheduled to vest in equal installments quarterly over four quarters starting July 1, 2026, contingent on his continued service under the company’s 2024 Equity Incentive Plan. Following this grant, he beneficially owns 11,668 shares of Common Stock directly.

Positive

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Insider Staley Louis Jack Sr.
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 5,000 $0.00 --
Holdings After Transaction: Common Stock — 11,668 shares (Direct)
Footnotes (1)
  1. [object Object]
Restricted stock award 5,000 shares Granted April 1, 2026 as Common Stock
Grant price $0.00 per share Equity compensation, not open-market purchase
Post-transaction holdings 11,668 shares Total Common Stock beneficially owned after grant
Vesting schedule 4 quarterly installments Vesting begins July 1, 2026, subject to Continuous Service
Transaction code A (grant/award acquisition) Indicates a restricted stock award, not a market trade
restricted stock award financial
"was granted a restricted stock award for 5,000 shares of Common Stock"
A restricted stock award is company shares given to an employee or executive that cannot be sold or fully owned until certain conditions—like staying with the company for a set time or hitting performance targets—are met. Think of it as a gift that only becomes yours after you fulfill specific obligations; for investors, these awards matter because they can increase the total shares outstanding when they vest, reveal how management is being paid and motivated, and create potential selling pressure when restrictions lift.
2024 Equity Incentive Plan financial
"under the Issuer's 2024 Equity Incentive Plan, which shall vest quarterly"
Continuous Service financial
"commencing on July 1, 2026, subject to the Reporting Person's Continuous Service"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Staley Louis Jack Sr.

(Last)(First)(Middle)
3753 HOWARD HUGHES PARKWAY, SUITE 200

(Street)
LAS VEGAS NEVADA 89169

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Cardiff Lexington Corp [ CDIX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/01/2026A(1)5,000A$011,668D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. On April 1, 2026, the Reporting Person was granted a restricted stock award for 5,000 shares of Common Stock under the Issuer's 2024 Equity Incentive Plan, which shall vest quarterly for four (4) quarters commencing on July 1, 2026, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2024 Equity Incentive Plan).
/s/ Louis Jack Staley04/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Cardiff Lexington (CDIX) report for Staley Louis Jack Sr.?

Cardiff Lexington reported that director Staley Louis Jack Sr. received a grant of 5,000 shares of Common Stock as a restricted stock award on April 1, 2026. This is equity compensation rather than an open-market share purchase.

At what price was the 5,000-share award to the Cardiff Lexington (CDIX) director granted?

The 5,000-share restricted stock award to the Cardiff Lexington director was granted at $0.00 per share. This indicates it is a compensation grant under the company’s equity plan, not a cash purchase in the market by the director.

How and when will the 5,000 Cardiff Lexington (CDIX) restricted shares vest?

The 5,000 restricted shares are scheduled to vest in four quarterly installments beginning July 1, 2026. Vesting is subject to the director maintaining Continuous Service under Cardiff Lexington’s 2024 Equity Incentive Plan over those quarters.

What is the total Cardiff Lexington (CDIX) shareholding of the director after this grant?

After the restricted stock grant, director Staley Louis Jack Sr. beneficially owns 11,668 shares of Cardiff Lexington Common Stock directly. This total reflects his holdings reported immediately following the April 1, 2026 equity award transaction.

Under which plan was the Cardiff Lexington (CDIX) director’s restricted stock award granted?

The director’s 5,000-share restricted stock award was granted under Cardiff Lexington’s 2024 Equity Incentive Plan. The plan governs the grant terms, including quarterly vesting and the requirement that the director maintain Continuous Service for the shares to vest.