CDLX (NASDAQ: CDLX) files Rule 144 notice to resell 62,549 vested shares

Rhea-AI Filing Summary

CDLX notified a Rule 144 notice for proposed resale of 62,549 shares of Common Stock. The filing lists the securities as resulting from Restricted Stock Vesting dated 03/31/2026 and classifies the transaction as compensation. The excerpt also reports prior dispositions by Amit Gupta totaling 102,015 shares across three trades in January–February 2026 with dollar proceeds shown per trade.

Insights

Securities Compliance Analyst

Notice filed under Rule 144 for shares from recent restricted stock vesting.

The filing records 62,549 shares designated for resale tied to restricted stock vesting on 03/31/2026. Rule 144 notices are administrative disclosures signaling an intended resale under resale conditions rather than an immediate market transaction.

Prior reported dispositions by Amit Gupta list 5,807, 52,049, and 45,159 shares in early 2026; these help establish recent trading history relevant to resale capacity and volume constraints.

Key Figures

Proposed resale: 62,549 shares Prior disposal 1: 5,807 shares Prior disposal 2: 52,049 shares +2 more

5 metrics

Proposed resale 62,549 shares Restricted Stock Vesting on 03/31/2026

Prior disposal 1 5,807 shares Sale on 01/05/2026 by Amit Gupta; proceeds shown

Prior disposal 2 52,049 shares Sale on 02/17/2026 by Amit Gupta; proceeds shown

Prior disposal 3 45,159 shares Sale on 02/18/2026 by Amit Gupta; proceeds shown

Prior disposals total 102,015 shares Aggregate of three reported early-2026 disposals by Amit Gupta

Key Terms

Rule 144, Restricted Stock Vesting, Compensation

3 terms

Rule 144 regulatory

"Filer Information | 144: Filer Information"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock Vesting financial

"Securities To Be Sold | Restricted Stock Vesting"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Compensation financial

"03/31/2026 | Compensation"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	62549	61917.25	55054268	04/01/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/31/2026	Restricted Stock Vesting	Issuer			62549	03/31/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Amit Gupta 675 Ponce de Leon Ave. NE Suite 4100 Atlanta GA 30308	Common	01/05/2026	5807	6795.93
Amit Gupta 675 Ponce de Leon Ave. NE Suite 4100 Atlanta GA 30308	Common	02/17/2026	52049	46969.02
Amit Gupta 675 Ponce de Leon Ave. NE Suite 4100 Atlanta GA 30308	Common	02/18/2026	45159	41826.27

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the CDLX Form 144 report show?

It reports a proposed resale of 62,549 shares of Common Stock from restricted stock vesting on 03/31/2026. The filing classifies the shares as compensation-related and lists prior disposals by Amit Gupta earlier in 2026.

Who is the reported seller in the CDLX filing?

The filing identifies transactions linked to Amit Gupta, including three reported disposals of 5,807, 52,049, and 45,159 shares in Jan–Feb 2026. The 62,549-share notice is tied to restricted stock vesting.

Does the Form 144 mean the shares were sold immediately?

No. A Form 144 is a notice of an intended resale under Rule 144, not proof of a completed sale. The excerpt shows proposed resale tied to vesting; execution timing is not declared in the provided excerpt.

How much trading activity by the insider is shown for CDLX in early 2026?

The excerpt lists three past dispositions totaling 102,015 shares (5,807; 52,049; 45,159) across Jan–Feb 2026 with per-trade proceeds indicated. These trades form part of the recent transfer history.