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CDT Equity Warrant (CDTTW) Form 4 Filings

CDTTW NASDAQ

Every Form 4 that CDT Equity Inc. Warrant (CDTTW) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.

A Form 4 covers the transactions officers, directors and large holders report, so if you follow CDTTW and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full CDTTW filings page.

Rhea-AI Summary

CDT Equity Inc. reported two share acquisitions tied to severance and a service fee. On October 23, 2026, at the issuer’s request, $65,000 of Dr. Regan’s remaining severance was converted into 499,616 common shares at $0.1301 per share; his direct holdings then totaled 499,618 shares. On October 22, 2026, CDT issued 1,347,616 shares to Manoira Corporation in full satisfaction of a $195,000 one-time fee under an Evaluation Agreement, at $0.1447 per share; Manoira then held 1,347,619 shares. Corvus Capital Ltd. separately held 217,461 shares of record. Corvus owns 87.0% of Manoira; Dr. Regan is Corvus’s CEO and sole shareholder, and both disclaim beneficial ownership except to the extent of their pecuniary interests. No Rule 10b5-1 plan is reported.

Rhea-AI Summary

CDT Equity Inc. reports that Corvus Capital Ltd., a 10% owner, exercised all of its pre-funded warrants cashlessly on August 28, 2026, after stockholder approval for issuance of the underlying common stock, receiving 543,683 shares. The exercise price was $0.0001 per share. The transaction table lists a 29-share sale, while a related footnote says the issuer withheld 290 shares to pay the exercise price.

Following the August 28 transactions, Corvus reported 569,322 common shares held indirectly. The amendment reflects a 1-for-10 reverse stock split effected July 20, 2026, adds Corvus as a filer because it was a 10% owner when the original Form 4 was filed, and updates information about Manoira Corporation. Dr. Andrew Regan, CDT Equity's Chief Executive Officer and Corvus's sole shareholder, may be deemed to beneficially own shares and warrants held by Corvus and Manoira; he and Corvus disclaim such beneficial ownership except to the extent of their respective pecuniary interests.

Rhea-AI Summary

CDT Equity Inc. (symbol: CDT) is the issuer of record for a Form 4 filing submitted to the SEC.

Rhea-AI Summary

CDT Equity Inc. disclosed that entities associated with major shareholder Mark Taylor sold a combined 2,068,000 shares of Common Stock in open-market transactions on June 18, 2026. Prospect Capital Securities Limited sold 1,469,711 shares at prices including $1.44 and $0.7052 per share, while Prospect Finance Limited sold 598,289 shares at prices including $1.25–$1.67 and $0.751 per share. Following these sales, each entity reported holding zero CDT Equity common shares. The reported share amounts give effect to a 1-for-25 reverse split effective as of March 26, 2026.

Rhea-AI Summary

CDT Equity Inc. director and CEO Dr. Regan reported indirect purchases and conversions through affiliated entities. On March 24, 2026, Corvus Capital Limited, which he controls, exercised all its pre-funded warrants via cashless exercise into 147,401 shares of Common Stock, eliminating the warrant position. On May 13, 2026, Corvus bought an additional 100,000 shares in the open market at $1.90 per share for total cash consideration of $190,000, bringing Corvus’s reported Common Stock holdings to 256,393 shares. Separate indirect holdings via Manoira Corporation total 773 shares, and Dr. Regan also holds 5,600 shares directly. All share amounts reflect a 1‑for‑25 reverse stock split effected on March 26, 2026.

Rhea-AI Summary

CDT Equity Inc. reported indirect restructuring transactions involving entities associated with Mark Taylor. On February 19, 2026, Prospect Finance Limited transferred 46,902 shares of Common Stock and pre-funded warrants to purchase 9,968,931 shares of Common Stock to a third party for no consideration.

Following stockholder approval at a special meeting, on March 17, 2026 Prospect Capital Securities Limited and Prospect Finance Limited cashlessly exercised all of their remaining Pre-Funded Warrants and received 36,544,028 and 14,876,330 CDT Equity Common shares, respectively. Mark Taylor is the sole director and shareholder of both entities and may be deemed to beneficially own these securities, but he disclaims beneficial ownership except to the extent of his pecuniary interest.

Rhea-AI Summary

CDT Equity Inc. director Farley Chele Chiavacci reported acquiring new equity-linked interests in connection with a share purchase deal. On February 19, 2026, the director agreed to transfer 18 shares of Sarborg Limited, valued at about $2,029,411, to CDT Equity.

As consideration, the director received 10,553 shares of CDT common stock and pre-funded warrants to purchase up to 1,940,804 CDT common shares at $1.04 per share. These pre-funded warrants cannot be exercised until CDT obtains requisite stockholder approval under Nasdaq Listing Rule 5635 and will remain exercisable until they are fully exercised.