Cadiz director files Form 3 with zero share holdings

Cadiz Inc. director David Mark O'Hara filed an initial Form 3 reporting his beneficial ownership of the company’s Common Stock.

Rhea-AI Filing Summary

Cadiz Inc. director David Mark O'Hara filed an initial Form 3 reporting his beneficial ownership of the company’s Common Stock. The filing shows he currently reports ownership of 0 shares of Common Stock following the reported position.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider O'Hara David Mark

Role Director

Type	Security	Shares	Price	Value
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 0 shares (Direct)

Key Figures

Common Stock held: 0 shares

1 metrics

Common Stock held 0 shares Total shares following reported status on Form 3

Key Terms

Form 3, Common Stock, beneficial ownership

3 terms

Form 3 regulatory

"filed an initial Form 3 reporting his beneficial ownership"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

Common Stock financial

"the company’s Common Stock. The filing shows he currently"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

beneficial ownership financial

"Form 3 reporting his beneficial ownership of the company’s Common Stock"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Cadiz Inc. (CDZI) disclose in David Mark O'Hara's Form 3?

Cadiz Inc. director David Mark O'Hara filed a Form 3, the initial statement of beneficial ownership. It reports his position in Cadiz Common Stock, showing a total of 0 shares owned following the reported holdings status.

How many Cadiz Inc. (CDZI) shares does David Mark O'Hara report on Form 3?

The Form 3 reports that David Mark O'Hara beneficially owns 0 shares of Cadiz Inc. Common Stock. This total is reflected in the “total shares following transaction” field, indicating no currently reported Common Stock holdings.

What role does David Mark O'Hara hold at Cadiz Inc. (CDZI)?

David Mark O'Hara is identified as a director of Cadiz Inc. in the Form 3 filing. He is not listed as an officer or a ten percent owner, and no other roles are indicated in the disclosure.

Does the Cadiz Inc. (CDZI) Form 3 show any insider buy or sell transactions?

No buy or sell transactions appear in this Form 3. The filing classifies the entry as a holding record with an unknown transaction code and shows 0 shares following the reported status, without any purchase or sale amounts.

What type of security is reported in Cadiz Inc. (CDZI) director O'Hara's Form 3?

The Form 3 lists Cadiz Inc. Common Stock as the reported security. For this security, the filing indicates a total of 0 shares following the reported status, with no derivative securities disclosed in the derivative summary.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/03/2026 - 02:46 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

O'Hara David Mark

(Last) (First) (Middle)

47331 FREEDOM STREET

(Street)

DELL RAPIDS SOUTH DAKOTA 57048

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
02/03/2026

3. Issuer Name and Ticker or Trading Symbol
CADIZ INC [ CDZI ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	0	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	David Mark O'Hara	04/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)