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Cadiz Inc. is soliciting proxies for its virtual 2026 Annual Meeting of Stockholders to be held on June 18, 2026 to consider: the election of nine directors; an amendment to increase authorized common shares; ratification of PricewaterhouseCoopers LLP as independent auditors; and an advisory vote on named executive officer compensation.
Only holders of record as of April 22, 2026 may vote. The meeting will be virtual at https://www.cstproxy.com/cadiz/2026, requires a majority of voting shares for a quorum, and includes detailed voting, proxy revocation, and broker‑vote procedures in the proxy materials.
Rivera Cathryn reported acquisition or exercise transactions in this Form 4 filing.
Cadiz Inc Chief Operating Officer Cathryn Rivera received a grant of 10,000 shares of common stock on April 8, 2026 as a performance bonus under the 2019 Equity Incentive Plan. Following this award, she directly holds 147,500 shares of Cadiz common stock.
The filing also notes 137,500 restricted stock units (RSUs) outstanding, each representing a contingent right to one share of common stock. Of these, 57,350 RSUs vest in quarterly installments from June 30, 2026 through June 30, 2027, subject to continued employment. Additional RSU tranches vest only upon achieving specified project finance, water sales, permitting, environmental review, and first-delivery performance milestones.
SPEER STANLEY E reported acquisition or exercise transactions in this Form 4 filing.
CADIZ INC Chief Financial Officer Stanley E. Speer reported equity awards and vesting activity in company stock. On April 8, 2026, he received 25,075 shares of common stock as a performance bonus under the 2019 Equity Incentive Plan, after tax withholding.
Previously, on October 31, 2025, 25,000 restricted stock units (RSUs) vested following completion of California Environmental Quality Act review for the Northern Pipeline, resulting in a net 13,425 common shares issued after tax withholding. After these transactions, he holds 283,860 common shares directly and has 80,150 RSUs scheduled to vest quarterly in 2026 and 2027, plus additional performance-based RSUs tied to financing, permits, water agreements, storage milestones, and first water delivery.
Cadiz Inc Chief Executive Officer Susan P. Kennedy reported several stock-based compensation changes. On April 8, 2026, she agreed with the company to cancel 150,500 restricted stock units, which will be used for future grants to other key employees; she received no consideration for this cancellation.
That same day, she received a grant of 125,000 shares of common stock as a performance bonus under the 2019 Equity Incentive Plan, increasing her direct common stock holdings to 1,121,921 shares. Earlier, on October 31, 2025, 50,000 restricted stock units vested and were converted into the same number of common shares following completion of the California Environmental Quality Act review for the Northern Pipeline project.
Lloyd Barbara A reported acquisition or exercise transactions in this Form 4 filing.
CADIZ INC director Barbara A. Lloyd received a stock grant as part of her board compensation. She was awarded 927 shares of common stock valued at $5.055 per share under the company’s 2019 Equity Incentive Plan, issued in lieu of cash fees for director services for the three-month period beginning April 1, 2026. Following this grant, she directly holds 22,272 shares of CADIZ INC common stock, reflecting a routine, compensation-related equity award rather than an open-market purchase.
Dreyfus Maria S. reported acquisition or exercise transactions in this Form 4 filing.
CADIZ INC director Maria S. Dreyfus received 3,709 shares of Common Stock as equity compensation. The shares were issued at $5.055 per share under the 2019 Equity Incentive Plan in lieu of cash compensation for her services as a director during the three‑month period beginning April 1, 2026. Following this stock award, she directly holds 186,003 shares of CADIZ INC common stock.
O'Hara David Mark reported acquisition or exercise transactions in this Form 4 filing.
Cadiz Inc director David Mark O'Hara received stock awards instead of cash fees. On April 1, 2026, he was granted 3,267 shares of common stock at an indicated value of $5.74 per share and 3,709 shares at $5.055 per share.
According to the footnotes, these grants were issued under the 2019 Equity Incentive Plan in lieu of cash compensation for his board service during two periods beginning February 3, 2026 and April 1, 2026. After these awards, he directly holds 6,976 shares of Cadiz common stock.
Cadiz Inc. director David Mark O'Hara filed an initial Form 3 reporting his beneficial ownership of the company’s Common Stock. The filing shows he currently reports ownership of 0 shares of Common Stock following the reported position.
Cadiz Inc. outlines an ambitious buildout of its Mojave Groundwater Bank, combining water supply, storage, pipelines and filtration technology in Southern California. The company remains pre-revenue on its core water assets and reported a $34.2 million net loss in 2025, but operating activity is increasing.
ATEC, its water filtration unit, delivered record 2025 revenue of $14.5 million (up from $7.9 million) with improved margins, while total revenue reached $16.3 million. Cadiz has contracted for 21,275 acre-feet per year of water supply via its Northern Pipeline and is advancing additional supply and storage contracts.
The full Mojave Groundwater Bank, including Northern and Southern pipelines, wellfield and facilities, is now estimated to cost $1.25–$1.5 billion, up from about $800 million, driven by higher labor, power and remote-construction costs. To fund this, Cadiz formed Mojave Water Infrastructure Company, targets about $451 million of equity (including a $51 million Lytton tribe credit facility), and has an EPA WIFIA invitation for up to $194 million to support Northern Pipeline conversion.
Cadiz Inc. filed a current report to announce that its Board of Directors appointed Dave O’Hara as a new director, filling an existing board vacancy effective February 3, 2026. His initial term runs until the company’s 2026 Annual Meeting of Stockholders, when he is expected to stand for re-election.
O’Hara is a seasoned finance executive who spent more than 20 years at Microsoft, most recently as Executive Vice President and Chief Financial Officer of Microsoft’s Commercial Business Group, overseeing investment strategy, budgeting, forecasting, and financial analysis for major business units and large-scale capital projects. Cadiz notes there are no special arrangements behind his selection, no family relationships with current directors or officers, and no related-party transactions requiring disclosure. He will be paid under the company’s standard Director Compensation Policy.