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Director at Celcuity (CELC) receives 1,530-share stock grant and reports holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Dalvey David reported acquisition or exercise transactions in this Form 4 filing.

Celcuity Inc. director David Dalvey reported an equity award and updated holdings. He received a grant of 1,530 shares of common stock in the form of restricted stock units at $0.0000 per share. These units will vest upon the earlier of the 2027 annual meeting of stockholders or April 30, 2027.

After this grant, Dalvey holds 1,530 shares directly. Separately, 65,000 shares of common stock are held indirectly through Brightstone Venture Capital Fund, LP, where he is the General Partner, reflecting his associated interest in that investment vehicle.

Positive

  • None.

Negative

  • None.
Insider Dalvey David
Role null
Type Security Shares Price Value
Grant/Award Common Stock 1,530 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 1,530 shares (Direct, null); Common Stock — 65,000 shares (Indirect, By Brightstone Venture Capital Fund, LP)
Footnotes (1)
  1. Represents restricted stock units that will vest upon the earlier of (i) the 2027 annual meeting of stockholders of Celcuity Inc. or (ii) April 30, 2027. The reporting person is the General Partner of Brightstone.
RSU grant size 1,530 shares Restricted stock unit award of common stock
Grant price $0.0000 per share Price for RSU grant of 1,530 shares
RSU vesting date Earlier of 2027 annual meeting or April 30, 2027 Vesting schedule for 1,530 restricted stock units
Indirect holdings 65,000 shares Common stock held by Brightstone Venture Capital Fund, LP
Direct shares after grant 1,530 shares Dalvey’s directly held Celcuity common stock
restricted stock units financial
"Represents restricted stock units that will vest upon the earlier of (i) the 2027 annual meeting"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
annual meeting of stockholders financial
"will vest upon the earlier of (i) the 2027 annual meeting of stockholders of Celcuity Inc."
General Partner financial
"The reporting person is the General Partner of Brightstone."
A general partner is the person or firm that runs an investment partnership and legally represents it — they make the day-to-day decisions, choose which assets to buy or sell, and are responsible for the partnership’s obligations. Investors care because the general partner’s judgment, risk-taking and fee and profit-sharing arrangements determine both the potential returns and the level of exposure to losses; think of the GP as the ship’s captain whose skill and honesty shape the voyage’s outcome.
grant, award, or other acquisition financial
"transaction_code_description": "Grant, award, or other acquisition""
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Dalvey David
(Last)(First)(Middle)
2800 CAMPUS DRIVE
SUITE 140
(Street)
MINNEAPOLIS MINNESOTA 55441
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Celcuity Inc. [ CELC ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/05/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/05/2026A1,530(1)A$01,530D
Common Stock65,000IBy Brightstone Venture Capital Fund, LP(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents restricted stock units that will vest upon the earlier of (i) the 2027 annual meeting of stockholders of Celcuity Inc. or (ii) April 30, 2027.
2. The reporting person is the General Partner of Brightstone.
/s/ Griffin D. Foster as Attorney-in-Fact for David F. Dalvey pursuant to a Power of Attorney previously filed06/09/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Celcuity (CELC) director David Dalvey report?

Celcuity director David Dalvey reported receiving 1,530 shares of common stock as a restricted stock unit grant at no cost. The award reflects equity-based compensation, not an open-market purchase, and increases his directly held position in Celcuity to 1,530 shares.

When do David Dalvey’s new Celcuity (CELC) restricted stock units vest?

Dalvey’s 1,530 restricted stock units vest upon the earlier of Celcuity’s 2027 annual meeting of stockholders or April 30, 2027. This time-based vesting schedule ties the award to his continuing board service over the next several years.

How many Celcuity (CELC) shares does David Dalvey hold directly after this Form 4?

After the reported grant, David Dalvey holds 1,530 shares of Celcuity common stock directly. These shares come entirely from the new restricted stock unit award reported in the filing and represent his personal, non-derivative equity stake in the company.

What indirect Celcuity (CELC) holdings are associated with David Dalvey?

In addition to his direct holdings, 65,000 Celcuity common shares are held indirectly by Brightstone Venture Capital Fund, LP. The filing notes Dalvey is the General Partner of Brightstone, linking him economically to that fund’s Celcuity position.

Is David Dalvey’s Celcuity (CELC) stock grant an open-market buy or compensation award?

The 1,530-share transaction is classified as a grant or award acquisition, not an open-market purchase. It represents restricted stock units granted at a price of $0.0000 per share as part of Dalvey’s compensation as a Celcuity director.