Charles Schwab Corp (CENX) Form 144 shows proposed sale tied to awards

Rhea-AI Filing Summary

Charles Schwab Corp submitted a Form 144 reporting the proposed sale of common stock. The filing lists a Restricted Stock Award dated 06/19/2018 tied to 83,387 shares and notes an open market purchase on 10/30/2018 of 10,000 shares. The filing record includes the date 06/09/2026 and Nasdaq as the market.

Insights

Securities Counsel

Form 144 records a proposed sale of common stock tied to prior equity awards.

The filing itemizes a Restricted Stock Award dated 06/19/2018 linked to 83,387 shares and an open market purchase dated 10/30/2018 for 10,000 shares. These entries document the origin of securities that a holder proposes to sell.

Because Form 144s are notice filings, actual sale execution, proceeds recipient, and timing are not provided in the excerpt; subsequent trade reports or broker records would show completion.

Key Figures

Form date: 06/09/2026 Restricted Stock Award shares: 83,387 shares Open market purchase shares: 10,000 shares

3 metrics

Form date 06/09/2026 Filing date shown in the excerpt

Restricted Stock Award shares 83,387 shares Restricted Stock Award dated 06/19/2018

Open market purchase shares 10,000 shares Open market purchase dated 10/30/2018 (cash)

Key Terms

Form 144, Restricted Stock Award, Open Market Purchase

3 terms

Form 144 regulatory

"submitted a Form 144 reporting the proposed sale of common stock"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Award financial

"Restricted Stock Award dated 06/19/2018 tied to 83,387 shares"

A restricted stock award is company shares given to an employee or executive that cannot be sold or fully owned until certain conditions—like staying with the company for a set time or hitting performance targets—are met. Think of it as a gift that only becomes yours after you fulfill specific obligations; for investors, these awards matter because they can increase the total shares outstanding when they vest, reveal how management is being paid and motivated, and create potential selling pressure when restrictions lift.

Open Market Purchase market

"Open Market Purchase on 10/30/2018 for 10,000 shares"

An open market purchase is when a company buys its own shares on public stock exchanges the same way any investor would, rather than through a private deal. Investors care because these purchases reduce the number of shares available, can boost earnings per share and share price, signal that management thinks the stock is undervalued, and use company cash that might otherwise go to reinvestment or dividends — like a business quietly buying back its own tickets at the box office.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab Corp 3000 Schwab Way Westlake TX 76262	93387	5911397.00	98974047	06/09/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/19/2018	Restricted Stock Award	Issuer			83387	06/19/2018	Equity Compensation
Common	10/30/2018	Open Market Purchase	Open Market			10000	10/30/2018	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for CENX report?

It reports a proposed sale of common stock tied to prior awards and purchases. The filing lists a Restricted Stock Award dated 06/19/2018 for 83,387 shares and an open market purchase on 10/30/2018 for 10,000 shares.

Does the Form 144 confirm the sale was completed for CENX?

No; the Form 144 is a notice of proposed sale and does not confirm execution. The excerpt shows the proposed amounts and dates but does not provide trade confirmations, proceeds, or settlement details.

Which dates and markets appear in the filing for CENX?

The excerpt includes the date 06/09/2026 and lists Nasdaq as the market. It also references award and transaction dates 06/19/2018 and 10/30/2018 tied to specific share counts.

What securities and quantities are listed on the CENX Form 144?

The filing lists Common stock with a Restricted Stock Award dated 06/19/2018 associated with 83,387 shares and an open market purchase on 10/30/2018 of 10,000 shares as shown in the excerpt.