27,600 Citizens Financial Group (NYSE: CFG) shares slated for Rule 144 sale

Rhea-AI Filing Summary

Citizens Financial Group Inc. is the issuer of common stock covered by this notice of proposed sale under Rule 144. A holder plans to sell 27,600 common shares through Fidelity Brokerage Services LLC on the NYSE, with an aggregate market value of 1,794,000.00, at a time when 429,500,000 shares are outstanding.

The shares to be sold were acquired on 04/06/2022 in a merger or acquisition transaction with Citizens Financial Group, with 27,600 shares received on that date. During the past three months, Citizens Bank NA sold 30,668 Citizens Financial Group shares for gross proceeds of 1,708,463.00, as disclosed in the filing.

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Accepted by SEC EDGAR 02/06/2026 - 12:21 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	FIDELITY BROKERAGE SERVICES LLC 245 SUMMER STREET BOSTON MA 02210	27600	1794000.00	429500000	02/06/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/06/2022	Merger/Acquisition	Citizen Financial Group			27600	04/06/2022	n/a

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
CITIZENS BANK NA ONE CITIZENS PLAZA PROVIDENCE RI 02903	CITIZENS FINANCIAL GROUP INC	12/05/2025	30668	1708463.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What share sale is disclosed for Citizens Financial Group (CFG) in this Form 144?

The notice covers a planned sale of 27,600 Citizens Financial Group common shares. These will be sold through Fidelity Brokerage Services on the NYSE, with an aggregate market value of about 1,794,000.00, based on the figures disclosed in the document.

How and when were the Citizens Financial Group (CFG) shares being sold acquired?

The 27,600 Citizens Financial Group common shares were acquired on 04/06/2022 through a merger or acquisition transaction with Citizens Financial Group. The filing states that this entire amount was received and paid for on that same acquisition date.

What is the outstanding share count of Citizens Financial Group (CFG) in this notice?

The filing reports that Citizens Financial Group has 429,500,000 common shares outstanding. This figure provides context for the planned Rule 144 sale and is listed alongside the planned 27,600-share transaction and its aggregate market value.

Which broker and exchange are involved in the planned Citizens Financial Group (CFG) sale?

The planned sale of 27,600 Citizens Financial Group common shares will be executed through Fidelity Brokerage Services LLC. The filing identifies the NYSE as the securities exchange where the transaction is expected to occur on or about the stated sale date.

What Citizens Financial Group (CFG) sales occurred in the past three months?

The filing notes that Citizens Bank NA sold 30,668 Citizens Financial Group shares on 12/05/2025. Those sales generated gross proceeds of 1,708,463.00, and are disclosed as prior three‑month activity for the person whose account is associated with this notice.

What representation does the selling holder make about Citizens Financial Group (CFG)?

By signing the notice, the selling holder represents that they do not know any material adverse information about Citizens Financial Group’s current or prospective operations that has not been publicly disclosed, as required for sales relying on Rule 144 under the Securities Exchange Act.