Citizens Financial director proposes $400K share sale

Available on EDGAR 11/13/2026 - 10:11 AM EST Accepted by SEC EDGAR 11/13/2026 - 10:10 AM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Citizens Financial Group Inc. (CFG) is named as issuer in a Form 144 notice covering a proposed sale of 6,155 common shares for Kevin Cummings, a director. The notice lists an aggregate market value of $400,075.50, an approximate sale date of November 13, 2026, and NYSE as the exchange. It separately lists 419,195,029 shares outstanding.

Key Figures

Common shares proposed for sale: 6,155 shares Aggregate market value: $400,075.50 Shares outstanding: 419,195,029 shares

3 metrics

Common shares proposed for sale 6,155 shares Proposed sale for Kevin Cummings, a director

Aggregate market value $400,075.50 Value listed for the proposed sale

Shares outstanding 419,195,029 shares Listed in the securities information table

Key Terms

Aggregate Market Value

1 terms

Aggregate Market Value financial

"Aggregate Market Value: 400075.50"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many CFG shares does Kevin Cummings propose to sell?

The notice reports a proposed sale of 6,155 Citizens Financial Group common shares for Kevin Cummings, a director. It lists an aggregate market value of $400,075.50 and an approximate sale date of November 13, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001339734
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	CITIZENS FINANCIAL GROUP INC
SEC File Number	001-36636
Address of Issuer	One Citizens Plaza Providence RHODE ISLAND 02903
Phone	419195029
Name of Person for Whose Account the Securities are To Be Sold	Cummings Kevin
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Investments 245 Summer St Boston MA 02110	6155	400075.50	419195029	11/13/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	10/18/2023	Merger / Acquisition	Investors Charitable Foundation			193845	04/07/2022	Compensation
Common	01/04/2024	Merger / Acquisition	Investors Charitable Foundation			344038	04/07/2022	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	11/13/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Jason Coleman as a duly authorized representative of National Financial Services LLC, as attorney-in-fact for Kevin Cummings
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)