Welcome to our dedicated page for CITIZENS FINANCIAL GROUP INC/RI SEC filings (Ticker: CFG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on CITIZENS FINANCIAL GROUP INC/RI's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into CITIZENS FINANCIAL GROUP INC/RI's regulatory disclosures and financial reporting.
Citizens Financial Group director Kevin Cummings recorded an automatic stock-based award linked to a dividend. He acquired 132.716 shares of Common Stock at a price of $0.00 per share as a grant or award on February 18, 2026. According to the footnote, this reflects restricted stock units credited to his account following the issuer's dividend payment under the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.
After this award, his directly held Common Stock totaled 471,044.528 shares. He also had 57,916 shares held indirectly through an IRA.
Citizens Financial Group director receives dividend RSUs. Director Tracy A. Atkinson acquired 69.778 restricted stock units of Citizens Financial Group common stock at no cost, credited following the company’s dividend payment under the 2014 Non-Employee Directors Compensation Plan. This increased her directly held common stock equivalents to 9,935.719 shares.
Citizens Financial Group director Christine M. Cumming reported an automatic equity award tied to dividends rather than an open-market trade. She acquired 283.494 shares of common stock in the form of restricted stock units credited to her account at a price of $0.00 per share.
According to the disclosure, these units were added following the company’s dividend payment under the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. After this grant/award acquisition, her directly owned common stock balance stands at 49,733.017 shares.
LaMonica Susan reported acquisition or exercise transactions in a Form 4 filing for CFG. The filing lists transactions totaling 10,355 shares. Following the reported transactions, holdings were 180,151 shares.
Ruttledge Michael reported acquisition or exercise transactions in a Form 4 filing for CFG. The filing lists transactions totaling 10,787 shares. Following the reported transactions, holdings were 140,718 shares.
Swimmer Theodore C reported acquisition or exercise transactions in this Form 4 filing.
Citizens Financial Group executive Theodore C. Swimmer, Head of Commercial Banking, received a grant of 17,259 shares of common stock on February 11, 2026 under the Amended and Restated Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.
Following this award, he directly owns 107,631 shares of Citizens Financial Group common stock.
MCCREE DONALD H III reported acquisition or exercise transactions in this Form 4 filing.
Citizens Financial Group executive Donald H. McCree III, Chair of the Commercial Bank, received an award of 34,951 shares of common stock on February 11, 2026. The shares were granted at a price of $0 per share under the Amended and Restated Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Following this equity award, McCree directly beneficially owns 229,871 shares of Citizens Financial Group common stock.
Coughlin Brendan reported acquisition or exercise transactions in a Form 4 filing for CFG. The filing lists transactions totaling 24,379 shares. Following the reported transactions, holdings were 281,088 shares.
VAN SAUN BRUCE reported acquisition or exercise transactions in a Form 4 filing for CFG. The filing lists transactions totaling 89,433 shares. Following the reported transactions, holdings were 1,297,531 shares.
Citizens Financial Group provides an annual overview of its banking operations, strategy, and risks. The company reports total assets of $226.4 billion, deposits of $183.3 billion, and stockholders’ equity of $26.3 billion as of December 31, 2025.
Citizens operates more than 1,000 branches across 14 states and the District of Columbia, serving retail and commercial clients through Consumer and Commercial Banking segments and a growing Private Bank. Client assets total $61.9 billion, including $35.9 billion of assets under management and $26.0 billion of transactional assets.
The report details a strategy focused on high‑quality deposits, growth markets, advisory‑led solutions, balance sheet optimization, and investment in people and communities. Extensive sections describe regulatory capital, liquidity, stress testing, resolution planning, cybersecurity, climate‑related rules, and wide‑ranging risk factors that could affect credit quality, funding costs, interest margins, and execution of the business plan.