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Holder proposes sale of 29,996 RSUs in CFLT (CFLT) via broker

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Rohan Sivaramtod filed a Form 144 Notice of Proposed Sale for 29,996 Restricted Stock Units of Common Stock. The filing shows an aggregate value of $921,177.16 and references 310,285,561 shares outstanding as of 03/12/2026. The record also shows 21,503 shares sold on 02/20/2026.

Positive

  • None.

Negative

  • None.

Insights

Routine broker-facilitated resale by an individual holder.

The filing lists 29,996 Restricted Stock Units offered for sale through a broker channel and an aggregate value of $921,177.16. This is a notice of proposed sale rather than a completed open-market transaction.

Cash-flow treatment and whether proceeds go to the issuer or selling holder are not stated in the excerpt; subsequent trade reports would show completion and actual proceeds.

Form 144 disclosure documents a planned resale under Rule 144 conditions.

The entry identifies the broker and the item as Restricted Stock Units with a listed sale date of 02/20/2026. The filing also records a prior sale of 21,503 shares on 02/20/2026, suggesting partial disposition activity on that date.

Timing and plan details (e.g., Rule 10b5-1) are not included in the excerpt and may appear in follow-up trade reports or broker confirmations.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

FAQ

What does Rohan Sivaramtod's Form 144 for CFLT disclose?

The filing discloses a proposed sale of 29,996 Restricted Stock Units with an aggregate value of $921,177.16. It also lists 21,503 shares sold on 02/20/2026 and 310,285,561 shares outstanding as of 03/12/2026.

Does the Form 144 mean the shares have been sold for CFLT?

No; Form 144 is a notice of a proposed resale under resale rules. The excerpt records a proposed sale date of 02/20/2026, while actual completion and trade details would appear in trade confirmations or later filings.

How many shares were sold recently by the filer in the past three months?

The filing shows 21,503 shares sold on 02/20/2026 in the "Securities Sold During The Past 3 Months" section. This is reported as past activity distinct from the proposed 29,996-unit resale notice.

What broker or dealer is handling the proposed sale in the Form 144?

The filing lists Morgan Stanley Smith Barney LLC Executive Financial Services as the broker/dealer handling the proposed sale, with an address at 1 New York Plaza, 8th Floor, New York, NY.
Confluent, Inc.

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