[Form 4] Confluent, Inc. Insider Trading Activity

Rhea-AI Filing Summary

Confluent (CFLT) insider transaction: A company officer (Chief Accounting Officer) reported selling 1,003 shares of Class A common stock on 10/29/2025 at $24 per share under a Rule 10b5-1 trading plan. Following the sale, the officer directly beneficially owns 231,531 shares. The filing indicates the transaction was executed pursuant to a pre-established plan dated September 12, 2024.

Insights

Corporate governance analyst

Small, pre‑planned insider sale; routine Form 4 disclosure.

Confluent reported a Form 4 showing a sale of 1,003 Class A shares at $24 on 10/29/2025 by its Chief Accounting Officer. The transaction is coded “S” (open-market sale) and was executed under a Rule 10b5-1 plan dated September 12, 2024.

After this trade, direct beneficial ownership stands at 231,531 shares. A 10b5-1 plan is a pre-set trading program that allows insiders to sell shares on a scheduled basis, helping reduce concerns about trading on nonpublic information.

This appears administrative and modest relative to the disclosed holdings. Actual impact depends on broader ownership and future disclosures, which are not detailed in the provided excerpt.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Phan Kong

(Last) (First) (Middle)

C/O CONFLUENT, INC.

899 W. EVELYN AVENUE

(Street)

MOUNTAIN VIEW CA 94041

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Confluent, Inc. [ CFLT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Accounting Officer

3. Date of Earliest Transaction (Month/Day/Year)
10/29/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	10/29/2025		S		1,003(1)	D	$24	231,531	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares sold pursuant to a 10b5-1 trading plan dated September 12, 2024.

	/s/ Weilyn Wood, Attorney-in-Fact	10/31/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Confluent (CFLT) report?

A sale of 1,003 Class A shares at $24 on 10/29/2025, reported on Form 4.

Was the Confluent (CFLT) sale under a 10b5-1 plan?

Yes. The filing states the shares were sold pursuant to a Rule 10b5-1 plan dated September 12, 2024.

How many Confluent (CFLT) shares does the officer own after the sale?

Direct beneficial ownership is 231,531 shares following the reported transaction.

What does transaction code “S” mean on the Form 4 for CFLT?

Code “S” indicates an open‑market or private sale of non‑derivative securities.

Which class of Confluent (CFLT) stock was sold?

The filing lists Class A common stock as the security sold.

What is the insider’s role at Confluent (CFLT)?

The reporting person is an Officer, serving as Chief Accounting Officer.