Welcome to our dedicated page for Confluent SEC filings (Ticker: CFLT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Confluent, Inc. filings document the company's transition from a Nasdaq-listed public company with Class A common stock under CFLT to a private company following its completed merger with International Business Machines Corporation. The formal record includes Form 8-K material-event reports on the merger closing, shareholder voting matters, governance changes and operating results, along with Form 25 delisting and Form 15 termination of Exchange Act registration and reporting duties.
Earlier disclosure categories for Confluent addressed material agreements, capital-structure matters, officer governance events and financial results associated with its data streaming software business.
Confluent, Inc. director Matthew Craig Miller, through an estate planning vehicle, reported a disposition of 9,886 shares of Class A Common Stock back to the company. Under a previously signed merger agreement, each share was canceled and converted into the right to receive $31.00 in cash, before any applicable taxes. Following this transaction, the filing shows zero indirect shares remaining for this estate planning vehicle.
Confluent, Inc. director Alyssa Henry reported that her equity awards were cashed out in connection with the company’s merger with International Business Machines Corporation. Under the merger terms, each share of Class A Common Stock was canceled and converted into the right to receive $31.00 in cash per share, subject to taxes.
Henry disposed of 20,247 shares of Class A Common Stock and 8,302 Restricted Stock Units, each converted into the cash merger consideration. A fully vested stock option covering 187,500 shares with a $19.95 exercise price was also canceled in exchange for cash equal to the per-share merger price minus the exercise price, multiplied by the option shares.
Confluent, Inc. director Jonathan Chadwick disposed of his equity in connection with the company’s merger with International Business Machines Corporation. A total of 485,938 shares of Class A Common Stock were canceled and converted into the right to receive $31.00 per share in cash, subject to withholding taxes. An additional 8,302 Restricted Stock Units were canceled in exchange for cash equal to $31.00 multiplied by the number of underlying shares. Following these transactions, Chadwick reported no remaining holdings of these securities.
Confluent, Inc. director Lara Caimi reported the cancellation and cash-out of her equity in connection with a merger involving International Business Machines Corporation. On March 17, 2026, 186,107 shares of Class B Common Stock and 3,222 shares of Class A Common Stock were disposed of in issuer transactions and converted into the right to receive $31.00 per share in cash, without interest and subject to withholding taxes. In addition, 8,302 Restricted Stock Units were canceled for a cash payment equal to $31.00 multiplied by the number of underlying Class A shares. Following these transactions, Caimi held no remaining Confluent shares or RSUs.
Confluent, Inc. has notified Nasdaq that its Class A Common Stock will be removed from listing and/or registration under Section 12(b) via Form 25. The filing states Nasdaq and the issuer each complied with the rules cited, including 17 CFR 240.12d2-2, and the notice is signed by Katelin Rowe, CDO Analyst.
Confluent, Inc. has been acquired by IBM and is no longer an independent public company. On March 17, 2026, IBM completed its all-cash acquisition of Confluent, with each share of Class A and Class B common stock converted into the right to receive $31.00 in cash, before taxes.
Confluent survived the merger as a wholly owned subsidiary of IBM, and its Class A common stock has been suspended from trading on Nasdaq, with delisting and deregistration steps underway. Confluent’s 0% Convertible Senior Notes due 2027, with $1,100,000,000 principal outstanding, now convert into cash reference property tied to the $31.00 per-share price, and the merger triggers holders’ right to require repurchase at 100% of principal plus accrued special interest. A change in control occurred, with Confluent’s prior directors and officers (and the Chief Revenue Officer, who resigned) replaced by the former directors and officers of the IBM merger subsidiary.
Confluent, Inc. Chief Financial Officer Rohan Sivaram sold 29,996 shares of Class A Common Stock in an open-market transaction at an average price of $30.67 per share. The sale took place on March 12, 2026, under a pre-arranged Rule 10b5-1 trading plan dated December 11, 2025.
Following this transaction, Sivaram directly holds 531,971 shares of Confluent stock, which includes 1 share purchased under the company’s 2021 Employee Stock Purchase Plan on March 12, 2026. The sale represents only a small portion of his overall reported holdings.
Rohan Sivaramtod filed a Form 144 Notice of Proposed Sale for 29,996 Restricted Stock Units of Common Stock. The filing shows an aggregate value of $921,177.16 and references 310,285,561 shares outstanding as of 03/12/2026. The record also shows 21,503 shares sold on 02/20/2026.
Confluent, Inc. Chief Accounting Officer Phan Kong exercised stock options to acquire additional Class A common shares. On March 5, 2026, he exercised options covering 6,377 shares at $15.68 per share and 21,231 shares at $4.71 per share, totaling 27,608 newly acquired shares of Class A common stock. Following these exercises, his direct Class A common stock holdings increased to 245,836 shares. The related stock options were reported as fully vested.
Confluent, Inc. provides updated details on its board, leadership and 2025 executive and director compensation. The company highlights an independent, Nasdaq-compliant board, with Jay Kreps serving as CEO and chair and a full slate of experienced technology and venture capital directors.
Executive pay is heavily performance-based, combining salaries, cash bonuses and RSUs. For 2025, subscription revenue of about $1,120 million versus a $1,162 million target led to bonus payouts of 92.5% of target for most executives. Kreps kept a modest $65,000 salary and received no 2025 equity grant.
The amendment also explains severance and change-in-control protections, stock ownership guidelines, a clawback policy, and director fee and equity structures. It notes an Agreement and Plan of Merger with IBM and related legal-fee reimbursements and limited RSU acceleration for the Chief Revenue Officer under Section 280G planning.