Welcome to our dedicated page for Confluent SEC filings (Ticker: CFLT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Confluent, Inc. filings document the company's transition from a Nasdaq-listed public company with Class A common stock under CFLT to a private company following its completed merger with International Business Machines Corporation. The formal record includes Form 8-K material-event reports on the merger closing, shareholder voting matters, governance changes and operating results, along with Form 25 delisting and Form 15 termination of Exchange Act registration and reporting duties.
Earlier disclosure categories for Confluent addressed material agreements, capital-structure matters, officer governance events and financial results associated with its data streaming software business.
Confluent, Inc. reported that its Chief Accounting Officer and principal accounting officer, Kong Phan, has notified the company that he will resign, effective on or about April 13, 2026, to pursue another opportunity. The company stated that his resignation is not due to any disagreement regarding Confluent’s accounting practices, operations, or policies, indicating an orderly transition rather than a dispute-driven departure.
Confluent, Inc. reported an insider transaction by its Chief Financial Officer, Rohan Sivaram. On February 20, 2026, he executed an open-market sale of 21,503 shares of Class A common stock at $30.70 per share. According to the disclosure, these shares were sold to cover the tax obligation arising from the vesting of previously reported restricted stock units. After this transaction, he directly held 561,966 shares, which includes 1,398 shares acquired through Confluent’s employee stock purchase plan on February 13, 2026.
Confluent, Inc. Chief Revenue Officer Mac Ban Ryan Norris reported open-market sales of a total of 31,273 shares of Class A common stock. He sold 11,517 shares on February 20 at $30.70 per share and 19,756 shares on February 24 at $30.66 per share. After these trades, he held 358,890 shares directly. Footnotes state the reported shares were sold to cover tax obligations from vested restricted stock units, were executed under a Rule 10b5-1 trading plan dated August 22, 2025, and occurred at prices ranging from $30.63 to $30.72.
Confluent, Inc. Chief Accounting Officer Phan Kong reported an open-market sale of Class A common stock mainly to cover taxes tied to a restricted stock unit vesting. The transaction involved 2,277 shares at a weighted-average price of $30.70 per share. After this sale, Kong directly owns 218,228 shares of Confluent Class A common stock, indicating the sale was small relative to his remaining stake.
Confluent, Inc. CEO Edward Jay Kreps reported a combination of share conversions and sales. He converted 232,500 shares of Class B Common Stock into 232,500 shares of Class A Common Stock through a derivative security conversion at a stated price of $0.00 per share, bringing his direct Class B holdings to 14,017,500 shares.
On the same date, he sold 270,207 shares of Class A Common Stock in open-market transactions at a price of $30.70 per share, executed under a Rule 10b5-1 trading plan adopted on August 15, 2024. After these sales, his direct Class A holdings were 301,660 shares. Additional Class B shares are held indirectly through family trusts.
CFLT notice of proposed sale: 19,756 restricted stock units are identified for sale in a Form 144 filing. The filing also lists recent 10b5-1 sales by an affiliate, including 44,114 shares sold on 12/08/2025 for $1,313,489.94.
Edward Kreps reports proposed sales of common stock under Rule 144. The filing lists Founders Shares: 232,500 (dated 09/27/2019) and Restricted Stock Units: 37,707 (dated 02/20/2026) as securities to be sold.
The filing also discloses recent 10b5-1 sales: 12/15/2025 — 232,500 shares for $6,997,459.50; 12/12/2025 — 506,000 shares for $15,200,240.00.
Confluent, Inc.’s Chief Revenue Officer, Ryan Mac Ban Norris, reported open-market sales of Class A common stock under a pre-arranged 10b5-1 trading plan dated August 22, 2025. He sold 1,655 shares at $30.54 on February 13, 2026 and 2,113 shares at $30.61 on February 18, 2026, totaling 3,768 shares.
After these transactions, he directly owned 390,163 shares of Confluent Class A common stock. This amount includes 1,398 shares acquired through the company’s employee stock purchase plan on February 13, 2026, indicating he retains a substantial equity position following the scheduled sales.
Confluent, Inc. director Michelangelo Volpi reported that the Volpi-Cupal Family Trust, with which he is associated as trustee, sold 25,000 shares of Class A common stock in an open‑market transaction. The shares were sold at an average price of about $30.59 per share under a Rule 10b5-1 trading plan dated June 13, 2025.
According to the disclosure, the sale prices ranged from $30.535 to $30.63 per share. After this transaction, the trust held 155,512 shares of Class A common stock, and Volpi also reported 235,041 shares held directly. The filing notes that he disclaims beneficial ownership of the trust’s shares except to the extent of any pecuniary interest.
Confluent, Inc. director Neha Narkhede reported a combination of option exercises, share conversions, and an open-market sale. She exercised stock options for 80,000 shares, which led to the conversion of 80,000 shares of Class B Common Stock into 80,000 shares of Class A Common Stock. She then sold 80,000 Class A shares at a price of $30.59 per share pursuant to a pre-established Rule 10b5-1 trading plan adopted on June 10, 2025. After these transactions, she held 28,549 shares of Class A Common Stock directly and 1,787 shares of Class A Common Stock indirectly through a trust, while retaining a substantial Class B stake and remaining option holdings.