STOCK TITAN
  1. Home
  2. Sec-filings
  3. CG
  4. [Form 4] Carlyle Group Inc. Insider Trading Activity

Carlyle Group Inc. (CG) grants 11,031 RSUs to its general counsel

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Carlyle Group Inc.’s General Counsel, Kate Elizabeth Heinzelman, received a grant of 11,031 restricted stock units representing common stock, reported as acquired at $0.0000 per share and held directly.

The award will vest 40% on February 1, 2028, 30% on February 1, 2029 and 30% on February 1, 2030, contingent on her continued service, with 11,031 units reported as held following the transaction.

Positive

  • None.

Negative

  • None.
Insider Heinzelman Kate Elizabeth
Role General Counsel
Type Security Shares Price Value
Grant/Award Common Stock F1 11,031 $0.00 $0.00
Holdings After Transaction: Common Stock — 11,031 shares (Direct)
Footnotes (1)
  1. F1. These securities are a restricted stock unit award and will vest 40% on February 1, 2028, an additional 30% on February 1, 2029 and the remaining 30% on February 1, 2030, subject to the reporting person's continued service at the Issuer on the applicable vesting date.
RSU award size 11,031 units Restricted stock unit award representing Carlyle Group Inc. common stock
Award price per unit $0.0000 Reported acquisition price per restricted stock unit
Post-award holdings 11,031 units Units reported as held directly after the transaction
Initial vesting date February 1, 2028 40% of the restricted stock unit award vests on this date
Second vesting date February 1, 2029 An additional 30% of the award vests on this date
Final vesting date February 1, 2030 Remaining 30% of the award vests on this date
restricted stock unit award financial
"These securities are a restricted stock unit award and will vest 40% on February 1, 2028"
A restricted stock unit award is a promise by a company to give an employee a specified number of company shares at a future date if certain conditions are met, such as staying with the company or hitting performance goals. For investors, these awards matter because they can increase the total number of shares outstanding when converted, diluting existing holders, and they align employees’ incentives with shareholders’ interests much like giving a rising bonus that becomes real only after conditions are satisfied.
vesting financial
"and will vest 40% on February 1, 2028, an additional 30% on February 1, 2029"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
continued service financial
"subject to the reporting person's continued service at the Issuer on the applicable vesting date"

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Form 4 Insider Transactions: What Each Field Means →

FAQ

What insider transaction did Carlyle Group (CG) report for Kate Elizabeth Heinzelman?
Kate Elizabeth Heinzelman, General Counsel of Carlyle Group Inc. (CG), reported receiving a grant of 11,031 restricted stock units representing common stock. The award was reported as acquired at $0.0000 per share and is held directly, subject to a multi-year vesting schedule through 2030.

How many Carlyle Group (CG) units were granted to the General Counsel and at what price?
The General Counsel received 11,031 restricted stock units tied to Carlyle Group Inc. (CG) common stock. The grant was recorded at a price of $0.0000 per unit, reflecting a stock-based compensation award rather than an open‑market purchase or sale.

What is the vesting schedule for the 11,031 restricted stock units at Carlyle Group (CG)?
The 11,031-unit restricted stock award vests over three dates: 40% on February 1, 2028, an additional 30% on February 1, 2029, and the remaining 30% on February 1, 2030, spreading the benefit across a three-year period.

Are there service conditions attached to Kate Heinzelman’s equity award at Carlyle Group (CG)?
Yes. Each vesting tranche of the restricted stock unit award is subject to continued service at Carlyle Group Inc. (CG). If the reporting person does not continue in service through a vesting date, the unvested portion would not satisfy this stated condition.

How many Carlyle Group (CG) units does Kate Heinzelman hold after this reported award?
Following the reported grant, Kate Elizabeth Heinzelman is shown as directly holding 11,031 units representing Carlyle Group Inc. (CG) common stock. This figure reflects the total reported holdings after the award, subject to the stated future vesting conditions.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Heinzelman Kate Elizabeth
(Last)(First)(Middle)
1001 PENNSYLVANIA AVENUE, NW
(Street)
WASHINGTON DISTRICT OF COLUMBIA 20004
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Carlyle Group Inc. [ CG ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
General Counsel
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/01/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/01/2026A(1)11,031A$011,031D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. These securities are a restricted stock unit award and will vest 40% on February 1, 2028, an additional 30% on February 1, 2029 and the remaining 30% on February 1, 2030, subject to the reporting person's continued service at the Issuer on the applicable vesting date.
Remarks:
/s/ Anne K. Frederick by power of attorney for Kate E. Heinzelman08/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR