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Carlyle Group (NASDAQ: CG) withholds 124,558 insider shares for tax payment

(Very High)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Carlyle Group Inc. reports that Co-President John C. Redett had 124,558 shares of common stock withheld by the company on August 1, 2026 at $46.02 per share to cover taxes from vesting of previously reported RSU awards. The filing states no shares were sold by him, and he now directly holds 1,743,698 Carlyle Group shares.

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Insider Redett John C.
Role Co-President
Type Security Shares Price Value
Tax Withholding Common Stock F1 124,558 $46.02 $5.73M
Holdings After Transaction: Common Stock — 1,743,698 shares (Direct)
Footnotes (1)
  1. F1. Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of previously reported restricted stock unit awards (including previously reported dividend equivalent units accrued thereon, as applicable). No shares of common stock were sold by the reporting person.
Shares withheld for taxes 124,558 shares Common stock withheld on August 1, 2026 to cover tax liabilities from RSU vesting
Per-share tax valuation $46.02 per share Value applied to the 124,558 withheld shares for tax purposes
Shares held after transaction 1,743,698 shares Direct Carlyle Group common stock holdings of John C. Redett following withholding
restricted stock unit awards financial
"vesting of previously reported restricted stock unit awards"
Restricted stock unit awards are company promises to deliver a specific number of shares to employees or service providers in the future once conditions—such as staying with the company for a set time or meeting performance targets—are met. They matter to investors because when the promises convert into actual shares they increase the total share count and can reduce earnings per share, while also aligning recipients’ interests with stock performance much like deferred pay that turns into ownership if goals are met.
dividend equivalent units financial
"including previously reported dividend equivalent units accrued thereon"
Dividend equivalent units are bookkeeping credits that mirror cash dividends paid on actual shares, granted to holders of stock-based awards such as restricted stock units or deferred compensation. They matter to investors because they increase a company’s reported employee compensation cost and can lead to issuance of more shares or cash payouts over time, similar to extra pay linked to ownership that affects shareholder dilution and corporate cash flow.
withheld by the Issuer financial
"Represents shares of common stock that have been withheld by the Issuer"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did Carlyle Group (CG) report for John C. Redett?

Carlyle Group reported that Co-President John C. Redett had 124,558 shares of common stock withheld to pay taxes on vested RSUs. The shares were retained by the issuer for tax obligations rather than sold on the open market.

Was the Carlyle Group (CG) Form 4 transaction an open-market sale?

No. The Form 4 states that no shares of common stock were sold by John C. Redett. Instead, the issuer withheld 124,558 shares to satisfy tax liabilities triggered by vesting of previously reported restricted stock unit awards.

How many Carlyle Group (CG) shares does John C. Redett hold after this transaction?

After the tax-withholding transaction, John C. Redett directly holds 1,743,698 shares of Carlyle Group common stock. This figure reflects his position following the withholding of 124,558 shares used to cover associated tax obligations.

At what price were Carlyle Group (CG) shares valued for the tax withholding?

The withheld Carlyle Group shares were valued at $46.02 per share for tax purposes. This per-share amount applies to the 124,558 shares withheld to cover taxes from the vesting of previously reported restricted stock unit awards.

What triggered the tax-withholding share disposition reported for Carlyle Group (CG)?

The disposition was triggered by the vesting of previously reported restricted stock unit awards, including related dividend equivalent units. To cover taxes arising from this vesting event, the issuer withheld 124,558 shares from John C. Redett.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Redett John C.

(Last)(First)(Middle)
1001 PENNSYLVANIA AVENUE, NW

(Street)
WASHINGTON DISTRICT OF COLUMBIA 20004

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Carlyle Group Inc. [ CG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Co-President
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/01/2026F(1)124,558D$46.021,743,698D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of previously reported restricted stock unit awards (including previously reported dividend equivalent units accrued thereon, as applicable). No shares of common stock were sold by the reporting person.
Remarks:
/s/ Anne K. Frederick by Power of Attorney for John C. Redett08/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)