Carlyle Group (CG) general counsel receives 78 dividend-linked shares

Rhea-AI Filing Summary

Carlyle Group Inc. (CG) reported that General Counsel Kate Elizabeth Heinzelman acquired 78 shares of Common Stock on 2026-08-26 through a grant classified as a grant/award acquisition. Following this award, she directly holds 11,109 shares of Carlyle Group Inc. common stock.

The awarded shares represent dividend equivalent units that accrued on previously granted time-vesting restricted stock unit awards in connection with Carlyle Group Inc.'s quarterly dividend, and will vest on the same schedule and terms as the underlying restricted stock unit awards.

Insider Trade Summary

Net Buyer: 78 shares

Net Buy 1 txn

Insider Heinzelman Kate Elizabeth

Role General Counsel

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	78	$0.00	$0.00

Holdings After Transaction: Common Stock — 11,109 shares (Direct)

Footnotes (1)

1. F1. Represents dividend equivalent units accrued on certain existing time-vesting restricted stock unit awards, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

Key Figures

Shares acquired: 78 shares of Common Stock Post-transaction holdings: 11,109 shares of Common Stock Transaction price per share: $0.00 per share

3 metrics

Shares acquired 78 shares of Common Stock Grant/award acquisition on 2026-08-26

Post-transaction holdings 11,109 shares of Common Stock Direct ownership after grant to General Counsel

Transaction price per share $0.00 per share Reported price on grant of 78 dividend equivalent units

Key Terms

dividend equivalent units, time-vesting restricted stock unit awards, grant/award acquisition

3 terms

dividend equivalent units financial

"Represents dividend equivalent units accrued on certain existing time-vesting"

Dividend equivalent units are bookkeeping credits that mirror cash dividends paid on actual shares, granted to holders of stock-based awards such as restricted stock units or deferred compensation. They matter to investors because they increase a company’s reported employee compensation cost and can lead to issuance of more shares or cash payouts over time, similar to extra pay linked to ownership that affects shareholder dilution and corporate cash flow.

time-vesting restricted stock unit awards financial

"accrued on certain existing time-vesting restricted stock unit awards"

grant/award acquisition financial

"transaction classified as a grant/award acquisition"

FAQ

What transaction did Carlyle Group Inc. (CG) report for Kate Elizabeth Heinzelman?

Carlyle Group Inc. reported that General Counsel Kate Elizabeth Heinzelman received a grant of 78 shares of Common Stock on 2026-08-26, classified as a grant or award acquisition related to dividend equivalent units on existing restricted stock unit awards.

How many Carlyle Group Inc. (CG) shares does Kate Elizabeth Heinzelman hold after this Form 4 transaction?

After the reported transaction, General Counsel Kate Elizabeth Heinzelman directly holds 11,109 shares of Carlyle Group Inc. Common Stock, as stated in the filing’s post-transaction holdings field.

What is the nature of the 78 Carlyle Group Inc. (CG) shares granted to Kate Elizabeth Heinzelman?

The 78 shares represent dividend equivalent units accrued on certain existing time-vesting restricted stock unit awards in connection with Carlyle Group Inc.'s quarterly dividend, and will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

Was there any purchase or sale of Carlyle Group Inc. (CG) shares on the open market in this Form 4?

No. The Form 4 reports a grant/award acquisition of 78 shares at a reported per-share price of $0.00, reflecting dividend equivalent units on existing restricted stock unit awards, not an open-market purchase or sale.

Does the Form 4 indicate use of a Rule 10b5-1 trading plan for Carlyle Group Inc. (CG)?

No. The filing’s Rule 10b5-1 indicator is false, meaning the Form 4 explicitly did not check the box affirming that the reported transaction was made pursuant to a Rule 10b5-1 trading plan.

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Available on EDGAR 08/28/2026 - 05:03 PM Accepted by SEC EDGAR 08/28/2026 - 05:02 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Heinzelman Kate Elizabeth

(Last) (First) (Middle)

1001 PENNSYLVANIA AVENUE, NW

(Street)

WASHINGTON DISTRICT OF COLUMBIA 20004

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Carlyle Group Inc. [ CG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	General Counsel

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/26/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/26/2026		A(1)		78	A	$0	11,109	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents dividend equivalent units accrued on certain existing time-vesting restricted stock unit awards, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

Remarks:

	/s/ Anne K. Frederick by power of attorney for Kate E. Heinzelman	08/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)