Carlyle Group (NASDAQ: CG) CFO has 62,533 shares withheld for taxes

Rhea-AI Filing Summary

Carlyle Group Inc. Chief Financial Officer Justin Plouffe reported a tax-related disposition in which 62,533 shares of common stock were withheld by the issuer at $46.02 per share to cover taxes from vesting restricted stock unit awards. No shares were sold in the market, and he continues to hold 848,692 common shares directly.

Insider Trade Summary

Net Seller: 62,533 shares

Net Sell 1 txn

Insider Plouffe Justin

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock F1	62,533	$46.02	$2.88M

Holdings After Transaction: Common Stock — 848,692 shares (Direct)

Footnotes (1)

1. F1. Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of previously reported restricted stock unit awards (including previously reported dividend equivalent units accrued thereon, as applicable). No shares of common stock were sold by the reporting person.

Key Figures

Shares withheld for taxes: 62,533 shares Tax withholding valuation price: $46.02 per share Shares held after transaction: 848,692 shares

3 metrics

Shares withheld for taxes 62,533 shares Common stock withheld for tax liability on 2026-08-01

Tax withholding valuation price $46.02 per share Per-share value applied to withheld common stock

Shares held after transaction 848,692 shares Direct common stock holdings of Justin Plouffe following withholding

Key Terms

restricted stock unit, dividend equivalent units, withheld by the Issuer, tax liability

4 terms

restricted stock unit financial

"vesting of previously reported restricted stock unit awards"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

dividend equivalent units financial

"including previously reported dividend equivalent units accrued thereon"

Dividend equivalent units are bookkeeping credits that mirror cash dividends paid on actual shares, granted to holders of stock-based awards such as restricted stock units or deferred compensation. They matter to investors because they increase a company’s reported employee compensation cost and can lead to issuance of more shares or cash payouts over time, similar to extra pay linked to ownership that affects shareholder dilution and corporate cash flow.

withheld by the Issuer financial

"Represents shares of common stock that have been withheld by the Issuer"

tax liability financial

"in connection with the payment of taxes resulting from the vesting"

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/04/2026 - 05:07 PM Accepted by SEC EDGAR 08/04/2026 - 05:06 PM Learn about SEC filing dates

FAQ

What insider transaction did Carlyle Group (CG) CFO Justin Plouffe report?

Justin Plouffe reported a tax-related disposition where 62,533 Carlyle Group common shares were withheld by the issuer at $46.02 per share. The withholding covered taxes due on vesting restricted stock unit awards, and he retained 848,692 shares directly afterward.

Were any Carlyle Group (CG) shares sold on the open market in this Form 4?

No open-market sale occurred; no shares were sold by Justin Plouffe. Instead, 62,533 shares were withheld by Carlyle Group to satisfy tax liabilities arising from the vesting of previously reported restricted stock unit and dividend equivalent unit awards.

How many Carlyle Group (CG) shares does the CFO hold after this transaction?

Following the tax withholding transaction, Justin Plouffe holds 848,692 Carlyle Group common shares directly. This figure reflects his position after 62,533 shares were withheld by the issuer to cover taxes associated with vesting equity awards.

What price per share was used for the Carlyle Group (CG) tax withholding?

The withheld shares were valued at $46.02 per share for the tax-related disposition. This per-share amount was applied to the 62,533 common shares withheld by Carlyle Group to satisfy Justin Plouffe’s tax obligations from equity award vesting.

What triggered the tax withholding transaction reported for Carlyle Group (CG)?

The transaction was triggered by the vesting of previously reported restricted stock unit awards, including related dividend equivalent units. To cover the resulting tax liability, Carlyle Group withheld 62,533 common shares from Chief Financial Officer Justin Plouffe.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Plouffe Justin

(Last) (First) (Middle)

1001 PENNSYLVANIA AVENUE, NW

(Street)

WASHINGTON DISTRICT OF COLUMBIA 20004

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Carlyle Group Inc. [ CG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/01/2026		F(1)		62,533	D	$46.02	848,692	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of previously reported restricted stock unit awards (including previously reported dividend equivalent units accrued thereon, as applicable). No shares of common stock were sold by the reporting person.

Remarks:

	/s/ Anne K. Frederick by Power of Attorney for Justin Plouffe	08/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)