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Independent director of CGTL (CGTL) enters insider status with Form 3 filing

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Creative Global Technology Holdings Ltd reported that Liao Xin Yu has become a reporting insider by filing an initial ownership report on Form 3 as an independent director. This filing establishes regulatory disclosure of any future transactions in the company’s securities but does not report any current share transactions or holdings.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Liao Xin Yu

(Last) (First) (Middle)
C/O CREATIVE GLOBAL TECHNOLOGY HLDGS LTD
UNIT 03 22/F WESTIN CENTRE 26 HUNG TO RD

(Street)
HONG KONG F4 999077

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
11/18/2024
3. Issuer Name and Ticker or Trading Symbol
Creative Global Technology Holdings Ltd [ CGTL ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) X Other (specify below)
Independent Director
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/Xin Yu Liao 03/16/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Form 3 filing by CGTL director Liao Xin Yu mean?

The Form 3 shows Liao Xin Yu is now an insider of Creative Global Technology Holdings Ltd as an independent director. It is an initial ownership report and does not itself show any stock purchases or sales.

Does the CGTL Form 3 for Liao Xin Yu show any share transactions?

No. The Form 3 data lists no buy or sell transactions and shows zero shares for all transaction-related counts. It simply registers Liao Xin Yu as a reporting insider going forward.

What role does Liao Xin Yu hold at Creative Global Technology Holdings Ltd (CGTL)?

The filing identifies Liao Xin Yu as an independent director of Creative Global Technology Holdings Ltd. This status triggers ongoing SEC reporting obligations for future trades in the company’s securities.

Does the CGTL Form 3 disclose any derivative holdings for Liao Xin Yu?

No derivative positions are listed. The derivativeSummary is empty and the derivativeTransactionCount is zero, indicating no options, warrants, or similar derivative securities are reported in this initial filing.

How many CGTL shares did Liao Xin Yu buy or sell in this Form 3?

The Form 3 reports no purchases or sales. All transaction-related share counts, including buyShares, sellShares, and exerciseShares, are reported as zero in the transaction summary.

Why is there a Form 3 filing for CGTL if no trades occurred?

Form 3 is required when someone becomes an insider, such as a director. For CGTL, it records Liao Xin Yu as an independent director so that any future trades will be disclosed on subsequent SEC forms.
Creative Global Technology Holdings Limited

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