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COO at Comstock (CHCI) granted 24,272 RSUs and boosts share stake

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Comstock Holding Companies, Inc. Chief Operating Officer Timothy Steffan reported equity award and related share activity. On January 15, 2026, he received 24,272 restricted stock units (RSUs), each representing a contingent right to one share of CHCI Class A common stock. These time-based RSUs vest and convert into common stock in equal annual installments over four years on each anniversary of the grant date.

On the same date, 1,423 RSUs were converted into an equal number of Class A common shares at a price of $0.00, and 614 shares of Class A common stock were withheld at $11.33 per share, typically for tax obligations. After these transactions, Steffan directly owned 100,646 shares of Class A common stock and 4,266 RSUs.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Steffan Timothy

(Last) (First) (Middle)
1900 RESTON METRO PLAZA
10TH FLOOR

(Street)
RESTON VA 20190

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Comstock Holding Companies, Inc. [ CHCI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Operating Officer
3. Date of Earliest Transaction (Month/Day/Year)
01/15/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock, $0.01 par value 01/15/2026 M 1,423 A $0.00 101,260 D
Class A Common Stock, $0.01 par value 01/15/2026 F 614 D $11.33 100,646 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (RSUs) (1) 01/15/2026 A 24,272 (2) (2) Class A Common Stock, $0.01 par value 24,272 $0.00 24,272 D
Restricted Stock Units (RSUs) (1) 01/15/2026 M 1,423 (2) (2) Class A Common Stock, $0.01 par value 1,423 $0.00 4,266 D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of CHCI Class A common stock
2. Time-based restricted stock units that vest and convert into common stock evenly over a four-year period in annual installments that occur on each subsequent anniversary of the grant date
Remarks:
/s/ Timothy J. Steffan 01/20/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did CHCI COO Timothy Steffan report on January 15, 2026?

On January 15, 2026, CHCI Chief Operating Officer Timothy Steffan reported receiving 24,272 restricted stock units (RSUs), the conversion of 1,423 RSUs into Class A common stock at $0.00 per share, and the withholding of 614 shares of Class A common stock at $11.33 per share.

How many Comstock (CHCI) restricted stock units were granted to the COO?

The filing shows that the Comstock Holding Companies, Inc. Chief Operating Officer was granted 24,272 restricted stock units (RSUs) on January 15, 2026.

How do the CHCI RSUs granted to the COO vest over time?

The time-based restricted stock units vest and convert into common stock evenly over a four-year period, in annual installments on each subsequent anniversary of the grant date.

How many CHCI common shares did the COO own after the reported transactions?

After the reported transactions, the Chief Operating Officer beneficially owned 100,646 shares of CHCI Class A common stock directly, along with 4,266 RSUs.

What was the purpose of the 614 CHCI shares reported with code "F" on Form 4?

The transaction coded "F" reflects 614 shares of CHCI Class A common stock withheld at $11.33 per share, which typically represents shares withheld to cover tax obligations related to equity awards.

What is the relationship of the reporting person to Comstock Holding Companies, Inc. (CHCI)?

The reporting person, Timothy Steffan, is an officer of Comstock Holding Companies, Inc., serving as its Chief Operating Officer, and he filed the Form 4 as a single reporting person.

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