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Chemung Financial (NASDAQ: CHMG) unit applies for national bank status

Filing Impact
(High)
Filing Sentiment
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

Chemung Financial Corporation reports that its wholly owned subsidiary, Chemung Canal Trust Company, has applied to the Office of the Comptroller of the Currency to convert from a New York chartered trust company to a national bank.

The conversion will proceed only if the OCC, the regulator of national banks, approves the application.

Positive

  • None.

Negative

  • None.
Item 8.01 Other Events Other
Voluntary disclosure of events the company deems important to shareholders but not covered by other items.
Item 9.01 Financial Statements and Exhibits Exhibits
Financial statements, pro forma financial information, and exhibit attachments filed with this report.
national bank financial
"to convert from a New York chartered trust company to a national bank"
Office of the Comptroller of the Currency regulatory
"filed an application with the Office of the Comptroller of the Currency"
A U.S. federal regulator that oversees and enforces rules for nationally chartered banks and federal savings associations, acting like a referee to make sure those institutions operate safely and follow banking laws. Investors care because the agency’s supervision, rule changes, or enforcement actions can affect a bank’s safety, profitability, lending ability and legal risks — all of which influence the value and stability of bank stocks and related financial assets.
Emerging growth company regulatory
"Emerging growth company"
An emerging growth company is a recently public or smaller public firm that qualifies for temporary, lighter regulatory and disclosure rules to reduce the cost and effort of being public. For investors, it means the company may provide less historical financial detail and face fewer reporting requirements than larger firms, so it can grow more quickly but also carries higher uncertainty—like buying a promising early-stage product with fewer user reviews.
Inline XBRL technical
"Cover Page Interactive Data File (embedded within the Inline XBRL document)"
Inline XBRL is a file format for financial filings that embeds machine-readable data tags directly inside the human-readable report, so the same document can be read by people and parsed by software. For investors it makes extracting, comparing and verifying financial numbers faster and more reliable—like a grocery list where each item also has a barcode—reducing manual errors and speeding up analysis.
false 0000763563 0000763563 2026-04-03 2026-04-03 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

 

UNITED STATES OF AMERICA

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): April 7, 2026 (April 3, 2026)

 

CHEMUNG FINANCIAL CORPORATION

(Exact name of registrant as specified in its charter)

 

New York   001-35741   16-1237038
(State or other jurisdiction of incorporation)   (Commission File Number)   (IRS Employer Identification No.)

 

One Chemung Canal Plaza, Elmira, NY 14901

(Address of principal executive offices) (Zip Code)

 

(607) 737-3711

(Registrant’s telephone number, including area code)

 

Securities registered pursuant to Section 12(b) of the Exchange Act:

Title of each class   Trading symbol   Name of exchange on which registered
Common stock, par value $0.01 per share   CHMG   The Nasdaq Stock Market LLC

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

ITEM 8.01Other Events

 

On April 3, 2026, Chemung Canal Trust Company, the wholly owned subsidiary of Chemung Financial Corporation, filed an application with the Office of the Comptroller of the Currency (the “OCC”) to convert from a New York chartered trust company to a national bank. The conversion is subject to the approval of the OCC, the regulator of national banks.

 

ITEM 9.01Financial Statements and Exhibits

 

(d)       Exhibits

 

 Exhibit No.
   
104Cover Page Interactive Data File (embedded within the Inline XBRL document)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

 

  CHEMUNG FINANCIAL CORPORATION
   
April 7, 2026 By: /s/ Dale M. McKim III
  Dale M. McKim III
  Chief Financial Officer and Treasurer

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

FAQ

What regulatory change did Chemung Financial Corporation (CHMG) announce?

Chemung Financial Corporation announced that its subsidiary, Chemung Canal Trust Company, filed an application with the OCC to convert from a New York chartered trust company to a national bank, which would place it under national bank regulation if approved.

Which Chemung Financial (CHMG) subsidiary is involved in the charter conversion?

The subsidiary is Chemung Canal Trust Company, a wholly owned unit of Chemung Financial Corporation. It currently operates as a New York chartered trust company and has applied to become a national bank regulated by the Office of the Comptroller of the Currency.

Who must approve Chemung Financial’s proposed national bank conversion?

The Office of the Comptroller of the Currency (OCC) must approve the application. The filing states that Chemung Canal Trust Company’s conversion from a New York chartered trust company to a national bank is subject to OCC approval as the regulator of national banks.

How did Chemung Financial Corporation (CHMG) disclose the charter conversion plan?

Chemung Financial Corporation disclosed the plan in a current report, stating that Chemung Canal Trust Company filed an application with the OCC to convert to a national bank. The disclosure identifies the OCC as the approving regulator for the proposed conversion.

What is Chemung Canal Trust Company’s current charter status within Chemung Financial?

Chemung Canal Trust Company is currently a New York chartered trust company and a wholly owned subsidiary of Chemung Financial Corporation. The company has now applied to the OCC to change its status and operate as a national bank instead.

Filing Exhibits & Attachments

3 documents