Welcome to our dedicated page for Calamos Convertible & High Income SEC filings (Ticker: CHY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
calamos investments is a diversified global investment manager committed to excellence in investment management and client service. calamos was founded in 1977 by john p. calamos, sr. who sought innovative, risk-managed approaches to grow and preserve capital. today the firm is recognized as a pioneer in utilizing convertible securities and alternative investments to manage risk, and has retained its character as a boutique investment firm. headquartered in the chicago metropolitan area, the firm also has offices in london, new york, san francisco, and the miami area. calamos offers strategies through separately managed portfolios, mutual funds, closed-end funds, private funds and ucits funds. clients include major corporations, pension funds, endowments, foundations and individuals, as well as the financial advisors and consultants who serve them. for more information, please visit www.calamos.com.The filing is an annual Form N-CEN census report for the CHY fund, providing operational data rather than a narrative financial discussion. It shows that the fund is authorized to engage in securities lending and reports a monthly average value of portfolio securities on loan of 70,979,498.10 during the period. The fund lists payments to multiple brokers, with an aggregate amount of brokerage commissions paid of 11,629.27 and total commissions to an affiliated broker-dealer of 0.00. The report also details principal transactions with several dealers, each showing large totals for purchases and sales (excluding maturing securities), indicating significant trading activity through multiple counterparties over the reporting period.
CALAMOS CONVERTIBLE & HIGH INCOME FUND filed an amended Form 3 for John S. Koudounis. He is identified as a Vice President of the fund and noted as a trustee effective September 1, 2025. The amendment does not report any insider buy or sell transactions.
The filing is an SEC Form 3 reporting the initial statement of beneficial ownership for Jeffrey S. Phlegar in Calamos Convertible & High Income Fund (CHY). The form states that no securities are beneficially owned by the reporting person as of the event date 09/01/2025. The submission was signed by an attorney-in-fact on 09/09/2025. This Form 3 records that the reporting person currently holds no direct or indirect ownership in CHY.
Hugh Armstrong filed an initial Form 3 reporting his relationship to Calamos Convertible & High Income Fund (CHY). The event date is 09/01/2025. The filing indicates the reporting person is an Officer and lists Trustee under other relationship text. The Form 3 states no securities are beneficially owned. The form is signed on behalf of Mr. Armstrong by Tracey Quinn, Attorney-in-Fact and dated 09/09/2025.
The reporting person Mickey Mark filed a Form 4 reporting a transaction in the common stock of Calamos Convertible & High Income Fund on 08/11/2025. The filing shows a transaction code S and numeric entries including 2,000, a price of $10.901, and indicates ownership form Direct. The filer is identified as an Officer with title FormerChief Compliance Officer. The form is signed Mark J. Mickey and was filed by one reporting person.