STOCK TITAN

Clover Health (CLOV) executive covers RSU taxes with share withholding

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Clover Health Investments, Corp. reported an insider equity event involving executive Conrad Wai. On April 15, 2026, 23,463 shares of Class A Common Stock were automatically withheld at $2.04 per share to cover tax obligations arising from the vesting of restricted stock units granted in October 2024.

The vested portion represented 6.25% of the original RSU grant, with additional 6.25% installments scheduled to vest quarterly through October 15, 2028, subject to continued service. Following this tax-withholding disposition, Wai holds 1,169,914 shares directly and 1,610,482 shares indirectly through a family trust where he is co-trustee.

Positive

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Insider Wai Conrad
Role CEO, Counterpart Health
Type Security Shares Price Value
Exercise Price or Tax Liability Class A Common Stock 23,463 $2.04 $48K
holding Class A Common Stock -- -- --
Holdings After Transaction: Class A Common Stock — 1,169,914 shares (Direct); Class A Common Stock — 1,610,482 shares (Indirect, By Trust.)
Footnotes (2)
  1. F1. Represents shares of Class A Common Stock that were automatically withheld to cover tax obligations on April 15, 2026, due to the vesting of 6.25% of the original number of restricted stock units (RSUs) granted to the Reporting Person on October 15, 2024, and timely reported on a Form 4 filed on October 17, 2024. The remaining RSUs vest quarterly in equal installments of 6.25%, with the final vesting date occurring on October 15, 2028, subject to the continued service of the Reporting Person on each such vesting date.
  2. F2. Shares held in trust for the benefit of the Reporting Person's family, of which the Reporting Person is a co-trustee.
Tax-withheld shares 23,463 shares Class A Common Stock withheld for tax obligations on April 15, 2026
Withholding price $2.04 per share Value used for tax-withholding disposition of Class A shares
Direct holdings after 1,169,914 shares Direct Class A Common Stock owned following the transaction
Indirect holdings after 1,610,482 shares Class A shares held indirectly in a family trust
Quarterly RSU vesting rate 6.25% Portion of original RSU grant vesting each quarter
Final RSU vesting date October 15, 2028 Scheduled final vesting date for the RSU grant, subject to service
restricted stock units (RSUs) financial
"due to the vesting of 6.25% of the original number of restricted stock units (RSUs) granted"
Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.
tax obligations financial
"shares of Class A Common Stock that were automatically withheld to cover tax obligations on April 15, 2026"
withheld financial
"were automatically withheld to cover tax obligations on April 15, 2026"
vesting financial
"The remaining RSUs vest quarterly in equal installments of 6.25%"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
trust financial
"Shares held in trust for the benefit of the Reporting Person's family"
A trust is a legal setup in which one party (the trustee) holds and manages assets—like cash, stocks or property—on behalf of other people (beneficiaries) according to instructions from the person who created it (the grantor). Think of it as a locked box with a keyholder who must follow written rules; for investors it matters because trusts influence who controls and benefits from assets, affect taxes and succession, and can change how quickly or transparently shares are bought, sold or voted.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What did the CLOV Form 4 filing report for Conrad Wai?

The filing shows 23,463 Clover Health Class A shares were withheld to cover taxes on vested RSUs. This was a compensation-related tax withholding, not an open-market purchase or sale, and reflects routine equity award administration for the executive.

How many Clover Health (CLOV) shares were withheld for taxes?

A total of 23,463 Class A Common Stock shares were automatically withheld at $2.04 per share. These shares covered tax obligations triggered when a portion of Conrad Wai’s restricted stock units vested on April 15, 2026, under his existing equity grant.

How many Clover Health (CLOV) shares does Conrad Wai hold after this event?

After the tax-withholding transaction, Conrad Wai holds 1,169,914 CLOV shares directly and 1,610,482 shares indirectly. The indirect holdings are in a trust established for his family’s benefit, where he serves as a co-trustee according to the disclosure.

What are RSUs and how are Conrad Wai’s CLOV RSUs vesting?

Restricted stock units (RSUs) grant shares over time as service conditions are met. Wai’s RSUs from October 15, 2024 vest 6.25% at a time, in equal quarterly installments, with the final vesting date scheduled for October 15, 2028, subject to continued service.

Was the CLOV insider transaction an open-market sale or purchase?

No. The Form 4 shows a tax-withholding disposition coded “F,” meaning shares were withheld by the company to pay tax obligations on RSU vesting. It does not represent an open-market buy or sell decision by the executive.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Wai Conrad

(Last)(First)(Middle)
C/O CLOVER HEALTH INVESTMENTS, CORP.
NOT APPLICABLE

(Street)
WILMINGTON DELAWARE 19801

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
CLOVER HEALTH INVESTMENTS, CORP. /DE [ CLOV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
CEO, Counterpart Health
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock04/15/2026F23,463(1)D$2.041,169,914D
Class A Common Stock1,610,482IBy Trust.(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares of Class A Common Stock that were automatically withheld to cover tax obligations on April 15, 2026, due to the vesting of 6.25% of the original number of restricted stock units (RSUs) granted to the Reporting Person on October 15, 2024, and timely reported on a Form 4 filed on October 17, 2024. The remaining RSUs vest quarterly in equal installments of 6.25%, with the final vesting date occurring on October 15, 2028, subject to the continued service of the Reporting Person on each such vesting date.
2. Shares held in trust for the benefit of the Reporting Person's family, of which the Reporting Person is a co-trustee.
Remarks:
/s/ Peter J. Rivas as attorney-in-fact for Conrad Wai04/16/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)