ClearOne repurchases and cancels 24,155-share warrant block

ClearOne, Inc. entered into a Warrant Repurchase Agreement with CVI Investments, Inc. on March 9, 2026.

Rhea-AI Filing Summary

ClearOne, Inc. entered into a Warrant Repurchase Agreement with CVI Investments, Inc. on March 9, 2026. The company bought back warrants that were exercisable for an aggregate of 24,155 shares of common stock. ClearOne paid $0.9108 per underlying share, for a total cash payment of $22,000, and the repurchased warrants have been cancelled and are no longer exercisable.

Insights

Capital structure analyst

ClearOne spends $22,000 to retire 24,155-share warrant overhang.

ClearOne repurchased warrants from CVI Investments that were exercisable for 24,155 shares, paying a cash amount of $22,000, or $0.9108 per underlying share. The warrants were originally issued on September 12, 2021.

This transaction modestly simplifies the capital structure by cancelling a block of outstanding warrants, removing their potential as a future source of share issuance. The direct effect is a small cash outflow in exchange for eliminating this specific derivative security.

Subsequent disclosures in company filings may provide broader context on remaining warrants or other equity-linked instruments, helping investors understand the overall scale of potential future share issuance relative to common stock.

8-K Event Classification

2 items: 1.01, 9.01

2 items

Item 1.01 Entry into a Material Definitive Agreement Business

The company signed a significant contract such as a merger agreement, credit facility, or major partnership.

Item 9.01 Financial Statements and Exhibits Exhibits

Financial statements, pro forma financial information, or exhibit attachments filed with this report.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What agreement did ClearOne (CLRO) enter into with CVI Investments?

ClearOne entered into a Warrant Repurchase Agreement with CVI Investments, Inc. on March 9, 2026. The company agreed to repurchase certain outstanding common stock purchase warrants previously issued to CVI, cancelling them upon settlement of the transaction.

How many ClearOne warrants were repurchased in the March 2026 deal?

ClearOne repurchased warrants that were exercisable for an aggregate of 24,155 shares of its common stock. These warrants were originally issued on September 12, 2021, and were cancelled and terminated as part of the repurchase transaction.

What was the total cash paid by ClearOne (CLRO) to repurchase the warrants?

ClearOne paid an aggregate purchase price of $22,000 to repurchase the warrants from CVI Investments. This cash amount reflects a price of $0.9108 per share underlying the warrants, resulting in the cancellation of those instruments.

What price per share did ClearOne pay for the repurchased warrants?

ClearOne paid $0.9108 per share underlying the repurchased warrants. This per-share price, when applied to the 24,155 underlying shares, produced a total cash payment of $22,000 to CVI Investments under the Warrant Repurchase Agreement.

What happens to ClearOne’s warrants after the repurchase from CVI Investments?

Upon settlement of the transaction, the repurchased warrants were cancelled and are of no further force or effect. This means they can no longer be exercised for ClearOne common shares and no longer represent a potential source of future share issuance.

Where can investors find the full text of ClearOne’s Warrant Repurchase Agreement?

The full text of the Warrant Repurchase Agreement is filed as Exhibit 10.1 to the current report. The description in the report is explicitly qualified in its entirety by reference to this complete agreement incorporated by reference.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/13/2026 - 04:38 PM Learn about SEC filing dates

0000840715 false CLEARONE INC 00008407152026-03-132026-03-13

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934

Date of report (Date of earliest event reported): March 13, 2026 (March 9, 2026)

ClearOne, Inc.

(Exact name of registrant as specified in its charter)

Delaware		001-33660		87-0398877
(State or Other Jurisdiction of Incorporation)		(Commission File Number)		(I.R.S. Employer Identification No.)

5225 Wiley Post Way, Suite 500, Salt Lake City, Utah		84116
(Address of principal executive offices)		(Zip Code)

+1 (801) 975-7200

(Registrant’s telephone number, including area code)

Not applicable

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐	Pre-commencement communication pursuant to Rule 13e-4© under the Exchange Act (17 CFR 240.13e-4©)

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).     Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Securities Registered Pursuant to Section 12(b) of the Act:  

Title of each class	Trading Symbol(s)	Name of each exchange on which registered
Common Stock, $0.001	CLRO	The NASDAQ Capital Market

Item 1.01              Entry into a Material Definitive Agreement.

On March 9, 2026, ClearOne, Inc. (the “Company”) entered into a Warrant Repurchase Agreement (the “Agreement”) with CVI Investments, Inc. (“CVI”), pursuant to which the Company repurchased certain outstanding common stock purchase warrants previously issued to CVI.

The repurchased warrants, issued on September 12, 2021, were exercisable for an aggregate of 24,155 shares of the Company’s common stock, par value $0.001 per share. Under the terms of the Agreement, the Company repurchased the warrants for a cash payment of $0.9108 per share underlying the warrants, representing an aggregate purchase price of $22,000. Upon settlement of the transaction, the warrants were cancelled and are of no further force or effect.

The foregoing description of the Agreement does not purport to be complete and is qualified in its entirety by reference to the full text of the Agreement, which is filed as Exhibit 10.1 to this Current Report on Form 8-K and incorporated herein by reference.

Item 9.01              Financial Statements and Exhibits

(d)  Exhibits 

Exhibit Number		Exhibit Title
10.1		Warrant Repurchase Agreement, dated March 9, 2026, by and between ClearOne, Inc. and CVI Investments, Inc.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	CLEARONE, INC.
Date: March 13, 2026	By:	/s/ Derek Graham
		Derek Graham
		Chief Executive Officer

Filing Exhibits & Attachments

6 documents

Other Documents

• EX-101 DEFINITION 902 B
• EX-101 PRESENTATION 12.9 KB
• EX-101 CALCULATION 903 B
• EX-101 LABEL 17.1 KB
• EX-101 SCHEMA 3.7 KB
• EX-101 EXHIBIT 10.1 157.4 KB