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[Form 4] CLARIVATE PLC Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Clarivate PLC executive William E. Graff reported routine equity compensation activity and related tax withholding. On February 18, 2026, he acquired 4,266 Ordinary Shares at $0.00 per share as a grant tied to performance share units granted in 2023, which remain subject to time-based vesting terms.

On March 1, 2026, he disposed of 491 Ordinary Shares and 20,336 Ordinary Shares at $2.30 per share to cover tax liabilities upon vesting of performance and restricted share units. After these transactions, he directly owned 603,246 Ordinary Shares. The filing notes it was submitted late due to inadvertent administrative oversight.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Graff William E.

(Last) (First) (Middle)
C/O CLARIVATE PLC
70 ST. MARY AXE

(Street)
LONDON X0 EC3A 8BE

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CLARIVATE PLC [ CLVT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Chief Information Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/18/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares 02/18/2026 A 4,266(1) A $0 624,073 D
Ordinary Shares 03/01/2026 F 491(2) D $2.3 623,582 D
Ordinary Shares 03/01/2026 F 20,336(3) D $2.3 603,246 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This award represents the settlement of performance share unit awards granted in 2023 upon the achievement and certification of the performance condition. Such performance share units remain subject to time-based vesting terms. This Form 4 is being filed late due to inadvertent administrative oversight.
2. Represents shares withheld for taxes due upon the vesting of performance share units subject to time-based vesting terms.
3. Represents shares withheld for taxes due upon the vesting of restricted share units.
Remarks:
/s/ John Doulamis, Attorney-in-Fact 03/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did Clarivate (CLVT) executive William E. Graff report?

William E. Graff reported a share grant and related tax withholdings. He received 4,266 Ordinary Shares from performance share units, then disposed of 491 and 20,336 shares at $2.30 each to satisfy tax obligations upon vesting.

Were the Clarivate (CLVT) Form 4 share disposals open-market sales?

No, the reported disposals were tax-withholding transactions, not open-market sales. Shares were withheld at $2.30 per share to cover taxes due when performance and restricted share units vested, as described in the Form 4 footnotes.

How many Clarivate (CLVT) shares does William E. Graff own after these transactions?

After the reported transactions, William E. Graff directly owned 603,246 Ordinary Shares of Clarivate PLC. This figure reflects the performance share unit grant, followed by shares withheld to cover tax obligations tied to the vesting awards.

What was the nature of the 4,266-share award to Clarivate (CLVT) executive Graff?

The 4,266 Ordinary Shares represent settlement of performance share units granted in 2023 after achieving and certifying performance conditions. According to the footnotes, these shares remain subject to time-based vesting requirements even after the performance goals were met.

Why was the Clarivate (CLVT) Form 4 for William E. Graff filed late?

The filing states it was submitted late due to inadvertent administrative oversight. This explanation appears in the Form 4 footnotes related to the performance share unit award settlement and clarifies the reason for the delayed reporting of the transactions.

What do the tax-withholding dispositions in the Clarivate (CLVT) Form 4 represent?

The dispositions represent shares withheld for taxes when equity awards vested. Footnotes explain that 491 shares and 20,336 shares were withheld to satisfy tax liabilities on vested performance share units and restricted share units, rather than discretionary share sales by the executive.
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