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Clarivate (NYSE: CLVT) SVP awarded shares, gifts stock to charity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Clarivate PLC Senior VP, Finance/CAO Michael M. Easton reported compensation-related and charitable share movements. On 2026-03-15, he acquired 282,075 Ordinary Shares as a grant at $0.00 per share. On the same date, 30,456 shares were withheld at $2.57 per share to cover taxes due upon the vesting of restricted share units, leaving him with 699,309 Ordinary Shares held directly. Separately, on 2026-03-13, he made a bona fide gift of 26,500 shares to a charitable organization. These dispositions reflect tax withholding and gifting rather than open-market sales, and no derivative positions remain reported after these transactions.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Easton Michael M

(Last) (First) (Middle)
C/O CLARIVATE PLC
70 ST MARY AXE

(Street)
LONDON X0 EC3A 8BE

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CLARIVATE PLC [ CLVT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior VP, Finance/CAO
3. Date of Earliest Transaction (Month/Day/Year)
03/13/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares 03/13/2026 G 26,500(1) D $0 447,690 D
Ordinary Shares 03/15/2026 A 282,075 A $0 729,765 D
Ordinary Shares 03/15/2026 F 30,456(2) D $2.57 699,309 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Bona fide gift to a charitable organization.
2. Represents shares withheld for taxes due upon the vesting of restricted share units.
Remarks:
/s/ John Doulamis, Attorney-in-Fact 03/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Clarivate (CLVT) executive Michael Easton report in this Form 4?

Michael Easton reported a grant of 282,075 Clarivate Ordinary Shares, tax withholding of 30,456 shares tied to restricted share unit vesting, and a separate bona fide gift of 26,500 shares to a charitable organization, all reflected as direct ownership changes.

How many Clarivate (CLVT) shares does Michael Easton hold after these transactions?

After the March 15, 2026 grant and related tax withholding, Michael Easton directly holds 699,309 Clarivate Ordinary Shares. This figure incorporates the equity award and the shares withheld for taxes, providing the updated direct ownership position reported in the filing.

Was the Clarivate (CLVT) Form 4 transaction an open-market buy or sale?

The Form 4 does not show any open-market buys or sales. It reports an equity grant at no cost, shares withheld to satisfy tax obligations on restricted share unit vesting, and a bona fide gift to a charitable organization, none of which are market trades.

What is the significance of the 30,456 Clarivate (CLVT) shares withheld for taxes?

The 30,456 shares were withheld at $2.57 per share to cover taxes due on restricted share unit vesting. This is a standard tax-withholding mechanism, reducing the net shares received by the executive without indicating an open-market sale decision.

What does the 26,500-share Clarivate (CLVT) gift represent in this filing?

The 26,500 Ordinary Shares were transferred as a bona fide gift to a charitable organization. This transaction is coded as a gift, meaning it involves no sale proceeds and reflects a disposition for charitable purposes rather than a market-driven trade.

Does Michael Easton have any Clarivate (CLVT) derivatives remaining after these transactions?

No remaining derivative positions are reported for Michael Easton in this Form 4. The derivative summary is empty, indicating the filing only covers non-derivative Ordinary Share movements from grants, tax withholding, and a charitable gift.
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