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Clarivate (CLVT) CFO receives large share grant and shifts holdings in Form 4

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Clarivate plc Executive Vice President and CFO Jonathan Mark Collins reported several non-market changes in his CLVT shareholdings. He received a grant or award of 471,698 Ordinary Shares, boosting his equity-based compensation. On the same date, 43,987 shares were withheld at $2.5700 per share to cover taxes due upon the vesting of restricted share units, which is an administrative disposition rather than an open-market sale.

Separately, pursuant to a divorce settlement, 35,741 shares were transferred for no consideration to his former spouse, and he no longer reports beneficial ownership of those shares. After these transactions, Collins directly holds 1,145,554 Ordinary Shares of Clarivate.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Collins Jonathan Mark

(Last) (First) (Middle)
C/O CLARIVATE PLC
70 ST MARY AXE

(Street)
LONDON X0 EC3A 8BE

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CLARIVATE PLC [ CLVT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Executive Vice President/CFO
3. Date of Earliest Transaction (Month/Day/Year)
03/15/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares 03/15/2026 A 471,698 A $0 1,225,282 D
Ordinary Shares 03/15/2026 F 43,987(1) D $2.57 1,181,295 D
Ordinary Shares 03/16/2026 J 35,741(2) D $0 1,145,554 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares withheld for taxes due upon the vesting of restricted share units.
2. Pursuant to a divorce settlement, 35,741 shares were transferred for no consideration to the Reporting Person's former spouse. For purposes of Section 16, the Reporting Person no longer reports that he is the beneficial owner of any shares owned by his former spouse.
Remarks:
/s/ John Doulamis, Attorney-in-Fact 03/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Clarivate (CLVT) CFO Jonathan Mark Collins report in this Form 4?

He reported a grant of 471,698 Ordinary Shares, tax withholding of 43,987 shares tied to restricted share unit vesting, and a transfer of 35,741 shares to his former spouse under a divorce settlement, leaving him with 1,145,554 directly held shares.

Was the Clarivate (CLVT) CFO’s Form 4 transaction an open-market stock sale?

No, the Form 4 shows no open-market sale. Shares were granted as compensation, some were withheld to satisfy tax obligations on restricted share unit vesting, and additional shares were transferred for no consideration to his former spouse per a divorce settlement.

How many Clarivate (CLVT) shares were granted to the CFO in this filing?

The filing shows Jonathan Mark Collins received 471,698 Ordinary Shares as a grant or award. This increased his equity-based compensation position and reflects non-cash stock compensation rather than a purchase of shares on the open market.

Why were 43,987 Clarivate (CLVT) shares disposed of in the CFO’s Form 4?

The 43,987 Ordinary Shares were withheld at $2.5700 per share to cover taxes due when restricted share units vested. This tax-withholding disposition is a standard administrative mechanism, not an elective sale into the market by the executive.

What does the divorce-related transfer in the Clarivate (CLVT) Form 4 mean?

Under a divorce settlement, 35,741 shares were transferred for no consideration to Jonathan Mark Collins’ former spouse. He no longer reports beneficial ownership of any shares held by his former spouse for Section 16 purposes, reducing his reportable holdings accordingly.

How many Clarivate (CLVT) shares does the CFO hold after these transactions?

Following the grant, tax withholding, and divorce-related transfer, Jonathan Mark Collins directly holds 1,145,554 Ordinary Shares. This figure reflects his remaining direct ownership after adjusting for compensation-related share activity and the non-market transfer to his former spouse.
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