Welcome to our dedicated page for Caledonia Mining SEC filings (Ticker: CMCL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Caledonia Mining Corporation Plc (CMCL) SEC filings page brings together the company’s regulatory disclosures as a foreign private issuer in the United States. Caledonia files annual reports on Form 20-F and furnishes current reports on Form 6-K under the Securities Exchange Act of 1934. These filings provide structured access to information on the company’s gold production, exploration and development activities in Zimbabwe, including its primary asset, the Blanket Gold Mine, and its other projects such as Bilboes, Maligreen and Motapa.
Caledonia’s recent SEC filings include multiple Forms 6-K that incorporate press releases by reference into its registration statement on Form F-3. These 6-K reports cover subjects such as the proposed and priced offerings of convertible senior notes due 2033, the use and status of an "At the Market" sales agreement for depositary interests, changes to Zimbabwe’s royalty and tax regimes, production and guidance updates for the Blanket Gold Mine, and notifications of changes in significant shareholdings or executive management. Each Form 6-K identifies the press release attached as an exhibit, allowing readers to connect the regulatory filing with the underlying announcement.
Through this filings page, users can review how Caledonia reports material events, financing transactions and regulatory developments to the U.S. Securities and Exchange Commission. While detailed financial statements and technical disclosures are contained in the company’s Form 20-F and referenced technical reports, the sequence of 6-K filings offers a timeline of operational and corporate developments affecting CMCL. Stock Titan enhances access to these documents with AI-powered tools that summarize key points, highlight important terms such as conversion features in the company’s notes, and help users navigate the relationship between Caledonia’s SEC filings, its Zimbabwe-focused gold mining operations and its capital markets activities.
Caledonia Mining Corporation Plc is progressing its funding strategy for the Bilboes gold project in Zimbabwe by appointing Stanbic Bank Zimbabwe and CBZ Bank Limited as co‑lead arrangers for an interim bank facility of up to
The company states that this interim funding, together with its hedging programme, proceeds from a Convertible Notes Offering and cash generation from the Blanket Mine, is expected to provide additional financial flexibility as it advances its growth plans.
Caledonia Mining Corporation Plc filed an update on a major shareholding after receiving a notification from BlackRock, Inc.. On February 10, 2026, BlackRock crossed a disclosure threshold in Caledonia’s shares under applicable rules for major holdings.
Following the change, BlackRock holds 5.57% of Caledonia’s voting rights through shares and 1.30% through financial instruments, for a combined 6.88% representing 1,329,520 voting rights. Previously, the combined percentage was 7.14%, so the change reflects a reduction in BlackRock’s exposure via financial instruments rather than in directly held shares.
Caledonia Mining Corporation Plc is issuing 8,244 new common shares of no par value following the vesting of long-term incentive plan awards under its 2015 Omnibus Equity Incentive Compensation Plan. The shares are being issued to a current and a retired staff member, neither of whom are classified as persons discharging managerial responsibility.
Some of these shares will be held as Zimbabwe depositary receipts, with trading in depositary interests representing the shares expected to commence on or about February 12, 2026. After this issuance, Caledonia will have 19,313,028 common shares in issue and no shares held in treasury, a figure shareholders may use when assessing their percentage interests in the company.
Caledonia Mining Corporation Plc reports that institutional investor BlackRock, Inc. has notified a change in its holding of Caledonia’s voting rights. As of February 5, 2026, BlackRock holds 7.14% of total voting rights, down from a previously notified 7.45%.
The position includes 5.57% of voting rights attached to shares, corresponding to 1,076,419 voting rights, and a further 1.57% through financial instruments. These instruments comprise securities lending representing 0.89% (172,513 voting rights) and cash-settled CFDs representing 0.67% (130,573 voting rights).
Caledonia Mining Corporation Plc filed a report highlighting a share purchase by one of its board members. The company received notification that non-executive director Ms Lesley Goldwasser bought 3,500 common shares on February 3, 2026 at US$29.78 per share on the NYSE American.
This director dealing indicates an increase in her personal investment in Caledonia shares. The transaction was formally disclosed as required for persons discharging managerial responsibilities, including full details of the instrument, price, volume, trade date, and trading venue.
Caledonia Mining Corporation Plc reports that BlackRock, Inc. has increased its interest and crossed a major shareholding notification threshold. As of January 22, 2026, BlackRock holds 7.45% of Caledonia’s voting rights, corresponding to 1,439,059 voting rights, up from 6.20% previously.
The new position consists of 6.51% of voting rights attached to shares, representing 1,258,601 shares with ISIN JE00BF0XVB15, and a further 0.93% of voting rights held through financial instruments. These instruments include securities lending over 35,124 voting rights (0.18%) and cash‑settled CFDs over 145,334 voting rights (0.75%). The change makes BlackRock a significant institutional holder with a larger influence on shareholder votes.
Caledonia Mining Corporation Plc outlines a four-part funding strategy to develop its Bilboes gold project in Zimbabwe, anchored by a recently closed US$150 million, 7-year convertible senior notes offering that drew more than US$600 million of demand from institutional investors. The notes carry a 5.875% coupon, with an initial conversion price of about US$40.51 per share (a 25% premium) that is effectively raised to about US$56.72 per share (a 75% premium) through capped call options, leaving net proceeds of roughly US$130 million.
To support cash flows during peak Bilboes spending, Caledonia has hedged 3,000 ounces of gold per month at a minimum US$3,500 per ounce from January 2026 to December 2028, backed by production from Blanket Mine. The company is also arranging an interim funding facility of up to US$150 million with regional banks and plans to launch a formal project finance process in the first quarter of 2026, aiming to order long-lead equipment in the third quarter of 2026 and progress Bilboes in line with its feasibility-study timetable.
Caledonia Mining Corporation Plc reports that major shareholder BlackRock, Inc. has notified the company of an increase in its holding that crossed a UK disclosure threshold. On 16 January 2026, BlackRock’s total interest reached 6.20% of voting rights, made up of 5.63% held through ordinary shares and 0.56% through contracts for difference (CFDs), representing 1,197,834 voting rights in total.
Previously, BlackRock’s position was 5.81% (4.12% in shares and 1.68% via financial instruments), so this filing records a shift toward more directly held shares and a modest overall increase in its stake. The disclosure is made via a standard TR‑1 notification of major holdings, as required under UK and AIM rules when significant shareholders cross specified ownership thresholds.
Caledonia Mining Corporation Plc reports that BlackRock, Inc. has notified a change in its major shareholding. As of the threshold crossing on 15 January 2026, BlackRock’s total position in Caledonia amounts to 5.81% of voting rights, corresponding to 1,122,249 voting rights, up from a previously notified 5.37%.
The new position comprises 4.12% of voting rights attached to shares, representing 796,267 voting rights, and 1.68% through financial instruments. These instruments include securities lending over 232,902 voting rights (1.20%) and cash-settled CFDs over 93,081 voting rights (0.48%). The notification is made under the UK’s TR-1 major holdings regime, with Caledonia classified as a non-UK issuer.
Caledonia Mining Corporation Plc has closed its previously announced upsized offering of 5.875% Convertible Senior Notes due 2033 for an aggregate principal amount of $150 million, including the full exercise of an additional $25 million option by the initial purchasers. The Notes bear a 5.875% annual cash coupon, payable semi-annually starting on July 15, 2026, and mature on January 15, 2033 unless earlier converted, redeemed or repurchased.
The Notes are convertible at a price of about $40.51 per common share, representing a 25% premium to the NYSE American share price on January 14, 2026. Caledonia also purchased cash-settled capped call options with a cap price of about $56.72, a 75% premium to that share price, for approximately $14.4 million to help mitigate potential economic dilution upon conversion. Conversions may be settled in shares, cash or a combination, at Caledonia’s election.