STOCK TITAN

Columbus McKinnon (CMCO) CFO stock options expire, holdings updated

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Columbus McKinnon Corp Executive VP Finance and CFO Gregory P. Rustowicz reported an update to his equity holdings. A grant of 28,333 Non-Qualified Stock Options with a $15.16 exercise price expired on May 23, 2026, leaving no options from this grant outstanding.

After these changes, he directly holds 91,874.7100 shares of common stock. This includes 10,725.917 restricted shares subject to forfeiture, of which 1,685.825 are scheduled to fully vest on May 20, 2027, and 9,040.092 are scheduled to vest 50% per year over two years beginning May 19, 2027, contingent on continued employment.

Positive

  • None.

Negative

  • None.
Insider Rustowicz Gregory P
Role Executive VP Finance, CFO
Type Security Shares Price Value
E Non-Qualified Stock Options (Right to Buy) 28,333 $15.16 $430K
holding Common Stock -- -- --
Holdings After Transaction: Non-Qualified Stock Options (Right to Buy) — 0 shares (Direct, null); Common Stock — 91,874.71 shares (Direct, null)
Footnotes (1)
  1. Includes 10,725.917 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 1,685.825 shares become fully vested 5/20/2027; and 9,040.092 shares become fully vested 50% per year for two years beginning 5/19/2027, if reporting person remains an employee of issuer. Options expired on May 23, 2026.
Common shares held after transaction 91,874.7100 shares Direct common stock holdings after reported activity
Expired stock options 28,333 options Non-Qualified Stock Options that expired on May 23, 2026
Option exercise price $15.16 per share Exercise price of the 28,333 Non-Qualified Stock Options
Restricted stock included in holdings 10,725.917 shares Restricted common shares subject to forfeiture
Tranche vesting on May 20, 2027 1,685.825 shares Restricted shares scheduled to fully vest on May 20, 2027
Tranche vesting over two years from May 19, 2027 9,040.092 shares Restricted shares vesting 50% per year over two years beginning May 19, 2027
Option expiration date May 23, 2026 Expiration date of the Non-Qualified Stock Options grant
Non-Qualified Stock Options (Right to Buy) financial
"Non-Qualified Stock Options (Right to Buy) with 28,333.0000 underlying shares"
restricted stock financial
"Includes 10,725.917 shares of restricted stock issued to reporting person subject to forfeiture"
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
subject to forfeiture financial
"restricted stock issued to reporting person subject to forfeiture in whole or part"
fully vested financial
"1,685.825 shares become fully vested 5/20/2027"
vested 50% per year financial
"9,040.092 shares become fully vested 50% per year for two years beginning 5/19/2027"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rustowicz Gregory P

(Last)(First)(Middle)
13320 BALLANTYNE CORPORATE PLACE

(Street)
CHARLOTTE NORTH CAROLINA 28277

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
COLUMBUS MCKINNON CORP [ CMCO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Executive VP Finance, CFO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/23/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock91,874.71(1)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Non-Qualified Stock Options (Right to Buy)$15.1605/23/2026E28,333(2)05/23/201705/23/2026Common Stock28,333$15.160D
Explanation of Responses:
1. Includes 10,725.917 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 1,685.825 shares become fully vested 5/20/2027; and 9,040.092 shares become fully vested 50% per year for two years beginning 5/19/2027, if reporting person remains an employee of issuer.
2. Options expired on May 23, 2026.
Remarks:
Gregory Rustowicz05/27/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider activity did CMCO’s CFO report on this Form 4?

The filing shows CFO Gregory P. Rustowicz had 28,333 Non-Qualified Stock Options with a $15.16 exercise price expire on May 23, 2026. No open-market buys or sells were reported, only this option expiration and an updated shareholding line.

How many Columbus McKinnon (CMCO) shares does the CFO hold after the reported transactions?

Following the reported activity, Gregory P. Rustowicz directly holds 91,874.7100 shares of Columbus McKinnon common stock. This total includes both unrestricted and restricted shares, reflecting his equity stake after the expiration of the 28,333 stock options.

What happened to the 28,333 Columbus McKinnon stock options held by the CFO?

A block of 28,333 Non-Qualified Stock Options with a $15.16 exercise price reached its expiration date on May 23, 2026. The Form 4 shows zero options remaining from this grant, indicating the options expired rather than being exercised.

How much restricted stock in CMCO does the CFO currently hold and when does it vest?

The CFO’s holdings include 10,725.917 restricted Columbus McKinnon shares subject to forfeiture. Of these, 1,685.825 shares vest fully on May 20, 2027, and 9,040.092 shares vest 50% per year over two years starting May 19, 2027, if he remains employed.

Did the CMCO CFO buy or sell any common stock in this Form 4 filing?

The Form 4 does not report any open-market purchases or sales of common stock by the CFO. It records an option grant of 28,333 Non-Qualified Stock Options expiring and an updated holding entry for 91,874.7100 common shares, including restricted stock.