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CME Group (NASDAQ: CME) files Form 144 to sell 3,291 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

CME Group reported a Form 144 notice for a proposed sale of issuer-held equity. The filing lists 3,291 total shares identified for sale: 398 Restricted Stock and 2,893 Performance Shares, each dated 03/15/2026. The securities are described as ISSUER-held on NASDAQ.

Positive

  • None.

Negative

  • None.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

FAQ

What does CME's Form 144 disclose?

The filing discloses a proposed sale of 3,291 shares dated 03/15/2026. It breaks down to 398 Restricted Stock and 2,893 Performance Shares, each listed as ISSUER-held for sale on NASDAQ.

Who is the filer on the CME Form 144?

The filer is listed as Morgan Stanley Smith Barney LLC Executive Financial Services with an address at 1 New York Plaza. The filing presents the broker-dealer acting in connection with the Form 144 submission.

What types of securities are included in the sale?

The filing identifies two security types: Restricted Stock (398 shares) and Performance Shares (2,893 shares), both dated 03/15/2026 and designated as ISSUER-held.

When were the securities to be sold dated?

All securities listed in the Form 144 are dated 03/15/2026. The filing entry shows the proposed sale date and categorizes each lot as issuer-held restricted or performance-based awards.

Does the Form 144 state proceeds or sale method?

The excerpt does not state proceeds or describe a specific sale method. It lists security types and share counts but does not provide sale proceeds, pricing, or distribution mechanics in the provided content.
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