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Cummins VP Enright awarded 1,056 stock shares

Cummins VP - Supply Chain Robert Enright reported two transactions in common shares on March 1, 2026.

(Moderate)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Cummins VP - Supply Chain Robert Enright reported two transactions in common shares on March 1, 2026. He received a grant of 1,056 shares, and 313 shares were withheld to satisfy tax liabilities at $583.87 per share. Following these events he holds 1,698 common shares directly, plus an indirect interest equivalent to 2,871.0384 shares through the Cummins Stock Fund in the company’s 401(k) plan, which is described as a unitized account of about 98% common stock and 2% cash or cash equivalents.

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Insider Enright Robert
Role VP - Supply Chain
Type Security Shares Price Value
Grant/Award Common 1,056 $0.00 $0.00
Exercise Price or Tax Liability Common 313 $583.87 $183K
holding Common -- -- --
Holdings After Transaction: Common — 1,698 shares (Direct); Common — 2,871.0384 shares (Indirect, By 401(k) Plan)
Footnotes (2)
  1. F1. Shares withheld to satisfy tax liabilities relating to earned performance shares.
  2. F2. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.
Stock award 1,056 shares Common shares granted to Robert Enright on March 1, 2026
Tax withholding shares 313 shares Common shares withheld to satisfy tax liabilities
Tax withholding price $583.87 per share Price used for tax-withholding disposition of 313 shares
Direct holdings after transactions 1,698 shares Common shares held directly by Robert Enright after March 1, 2026
Indirect 401(k) interest 2,871.0384 shares Interest in Cummins Stock Fund under the company 401(k) plan
performance shares financial
"Shares withheld to satisfy tax liabilities relating to earned performance shares"
Performance shares are a type of company stock given to executives or employees that only become theirs if the company meets specific goals, like hitting certain profits or growth targets. They motivate leaders to work toward the company’s success, because their additional shares depend on achieving these results.
unitized account financial
"The Cummins Stock Fund is a unitized account consisting of common stock and cash"
Cummins Stock Fund financial
"The reporting person’s interest in the Cummins Stock Fund under the Company’s 401(k) plan"
401(k) plan financial
"The dollar value of the interest under the Company’s 401(k) plan as provided by the plan"
A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What stock award did Cummins (CMI) VP Robert Enright report?

Robert Enright received a grant of 1,056 Cummins common shares. The same Form 4 also reports 313 shares withheld to satisfy tax liabilities at $583.87 per share, reflecting tax treatment of earned performance-based shares.

How many Cummins (CMI) shares does Robert Enright hold after these transactions?

After the reported transactions, Enright holds 1,698 Cummins common shares directly. He also has an indirect interest equivalent to 2,871.0384 shares via the Cummins Stock Fund in the company’s 401(k) plan, as described in the filing footnotes.

How is Enright’s Cummins (CMI) 401(k) holding described in the Form 4?

The filing reports an interest equal to 2,871.0384 shares in the Cummins Stock Fund under the company’s 401(k) plan. A footnote notes this unitized account is about 98% common stock and 2% cash, so the actual underlying share count is not precisely known.

Were Cummins (CMI) insider transactions by Robert Enright under a Rule 10b5-1 plan?

The document-level Rule 10b5-1 checkbox is unchecked, and no footnote references a trading plan. This indicates Enright’s 1,056-share grant and 313-share tax withholding on March 1, 2026 were not reported as being executed under a Rule 10b5-1 plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Enright Robert

(Last) (First) (Middle)
500 JACKSON STREET

(Street)
COLUMBUS IN 47201

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CUMMINS INC [ CMI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP - Supply Chain
3. Date of Earliest Transaction (Month/Day/Year)
03/01/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common 03/01/2026 A 1,056 A $0.0000 2,011 D
Common 03/01/2026 F(1) 313 D $583.87 1,698 D
Common 2,871.0384(2) I By 401(k) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares withheld to satisfy tax liabilities relating to earned performance shares.
2. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.
/s/ Nicole Y. Lamb-Hale, Attorney-in-Fact 03/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

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