Cummins director receives 306-share stock grant via trust

Cummins Inc. director Karen H. Quintos reported an indirect acquisition of 306 shares of Common Stock through a trust on May 12, 2026.

Rhea-AI Filing Summary

Cummins Inc. director Karen H. Quintos reported an indirect acquisition of 306 shares of Common Stock through a trust on May 12, 2026. The filing describes this as a grant or award, with no price paid per share. Following this transaction, indirect holdings by the trust increased to 5,537.1377 shares. This total includes 4.4449 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the prior Form 4, indicating routine, compensation-related growth in the director’s deferred and trust-held position rather than an open-market purchase.

Insider Trade Summary

Grant/Award: 306 shares

Grant/Award 1 txn

Insider Quintos Karen H

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common	306	$0.00	$0.00

Holdings After Transaction: Common — 5,537.1377 shares (Indirect, By Trust)

Footnotes (1)

1. F1. Includes 4.4449 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.

Key Figures

Shares granted: 306 shares Price per share: $0.0000 per share Total shares after transaction: 5,537.1377 shares +1 more

4 metrics

Shares granted 306 shares Common Stock grant on May 12, 2026

Price per share $0.0000 per share Reported transaction price for the grant

Total shares after transaction 5,537.1377 shares Indirect holdings by trust following grant

Dividend equivalent shares 4.4449 shares Credited under Deferred Compensation Plan since prior Form 4

Key Terms

Deferred Compensation Plan for Non-Employee Directors, dividend equivalent shares, Grant, award, or other acquisition, indirect ownership

4 terms

Deferred Compensation Plan for Non-Employee Directors financial

"credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors"

dividend equivalent shares financial

"Includes 4.4449 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan"

Grant, award, or other acquisition financial

"transaction_code_description: Grant, award, or other acquisition"

indirect ownership financial

"direct_or_indirect: I and nature_of_ownership: By Trust indicate indirect ownership"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Cummins (CMI) disclose for Karen H. Quintos?

Cummins reported director Karen H. Quintos receiving 306 Common Stock shares as a grant through a trust. The transaction is coded as a grant or award, not an open-market purchase, and increases her indirect holdings associated with the trust.

How many Cummins (CMI) shares does the Quintos trust hold after this Form 4?

After the reported grant, the trust associated with director Karen H. Quintos holds 5,537.1377 Cummins Common Stock shares. This amount reflects the newly granted 306 shares plus previously held shares and fractional dividend equivalents credited under the company’s deferred compensation plan.

Was cash paid for the Cummins (CMI) shares granted to the Quintos trust?

No cash was paid for the 306 Cummins shares; the transaction price per share is reported as 0.0000. This indicates the shares were received as a compensation-related grant or award rather than purchased in the open market for cash consideration.

What does indirect ownership by trust mean in this Cummins (CMI) Form 4?

Indirect ownership by trust means the reported Cummins shares are held in a trust rather than directly by Karen H. Quintos. The Form 4 classifies ownership as indirect, with the nature of ownership specified as “By Trust,” reflecting how the position is legally structured.

What are dividend equivalent shares mentioned in the Cummins (CMI) filing?

Dividend equivalent shares are additional share credits that mirror dividends on deferred or restricted units. The filing notes 4.4449 dividend equivalent shares credited under the Cummins Deferred Compensation Plan for Non-Employee Directors since the last Form 4, modestly increasing the trust’s reported holdings.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/13/2026 - 10:38 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Quintos Karen H

(Last) (First) (Middle)

500 JACKSON STREET

(Street)

COLUMBUS INDIANA 47201

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
CUMMINS INC [ CMI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/12/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common	05/12/2026		A		306	A	$0.0000	5,537.1377(1)	I	By Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes 4.4449 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.

	/s/ Nicole Y. Lamb-Hale, Attorney-in-Fact	05/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)