Welcome to our dedicated page for Cummins SEC filings (Ticker: CMI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This Cummins Inc. (NYSE: CMI) filings page brings together the company’s U.S. Securities and Exchange Commission disclosures, including current reports on Form 8-K and other key documents available through EDGAR. Cummins is an Indiana corporation whose common stock is listed on the New York Stock Exchange under the symbol CMI, and its SEC filings provide detail on financial performance, governance decisions and material events across its Engine, Components, Distribution, Power Systems and Accelera by Cummins segments.
Investors can use Cummins’ SEC filings to review quarterly and annual financial statements, segment results, risk factor discussions and capital allocation policies. Forms 10-K and 10-Q describe the company’s role as a global power solutions leader, outline its Destination Zero strategy and discuss risks such as emissions and climate regulations, trade policies, supply chain conditions, technology shifts, competition and sustainability expectations. Current reports on Form 8-K, such as those furnished for quarterly earnings releases, summarize recent results and provide context on demand trends in truck, power generation and zero-emissions markets.
Governance-related filings, including 8-K items on board and executive changes, offer insight into Cummins’ leadership and committee structures. Proxy statements detail director compensation and corporate governance practices, while other filings may cover acquisitions, spin-offs, joint ventures and financing activities that affect the company’s capital structure and portfolio.
On Stock Titan, AI-powered tools can help interpret Cummins filings by highlighting key sections, explaining complex accounting or legal language in plain terms and pointing out items that may matter most to shareholders, such as changes in dividend policy, significant non-cash charges or updates to risk disclosures. Users can also review insider and executive activity reported on ownership-related forms, where available, to better understand how company leaders are aligned with long-term performance.
CMI filed a Form 144 notice for a planned sale of common stock. A shareholder plans to sell 1,450 common shares through Morgan Stanley Smith Barney LLC on the NYSE, with an aggregate market value of $709,514.00. The filing notes that 138,036,253 shares of this class are outstanding.
The shares to be sold were acquired on 11/25/2025 by exercising options under a registered plan, paid for in cash on the same date. The person on whose behalf the shares are being sold represents that they are not aware of any undisclosed material adverse information about the issuer’s current or prospective operations.
Cummins Inc. (CMI) Chair and CEO reported insider transactions. On 11/11/2025, she exercised stock options for 4,570 shares at $109.09 and sold 1,690 shares at a weighted average price of $474.4242 and 2,880 shares at a weighted average price of $473.5694.
On 11/13/2025, a G-code transfer of 4,165 shares was reported at $0.00. Following these transactions, direct holdings were 21,346 shares. Indirect holdings included 1,491.5933 by a 401(k) plan, 7,967 via a GRAT, and 20,775 via GRAT 2025. The sales prices were reported as weighted averages.
Cummins Inc. (CMI) reported a planned insider sale via Form 144. The notice covers a proposed sale of 4,570 common shares through Morgan Stanley Smith Barney LLC on the NYSE, with an approximate sale date of 11/11/2025.
The filing lists an aggregate market value of $2,165,656.74 for the shares identified in the notice. The seller acquired the shares on 11/11/2025 via the exercise of options under a registered plan, with payment in cash.
Shares outstanding were 138,036,253; this is a baseline figure, not the amount being offered.
Cummins Inc. (CMI) disclosed insider activity by its VP - Chief Financial Officer on 11/06/2025. The reporting person exercised 13,110 stock options at $142.12 and sold 13,110 common shares in multiple trades at weighted average prices, including $467.37 and $476.9873.
After the transactions, the reporting person directly owns 31,582 shares. The exercised options were from a grant expiring on 04/06/2030.
Cummins (CMI): Proposed insider sale filed on Form 144. The notice covers a planned sale of 13,110 common shares with an aggregate market value of $5,757,649.80. The approximate sale date is 11/06/2025, with trades listed on the NYSE through Morgan Stanley Smith Barney LLC.
The shares were acquired on 11/06/2025 via exercise of stock options for cash. Cummins reports 137,786,038 shares outstanding. Recent Rule 10b5-1 activity by the named seller shows multiple sales in the past three months, including 8,000 shares for $3,514,401.60 on 10/06/2025 and 6,500 shares for $2,632,500.00 on 08/13/2025.
Cummins Inc. reported Q3 2025 results. Net sales were $8,317 million versus $8,456 million a year ago, and diluted EPS was $3.86 versus $5.86. Operating income was $852 million compared to $1,050 million, reflecting higher other operating expense and a higher effective tax rate. Gross margin was $2,129 million.
Segment trends were mixed: Engine and Components declined year over year, while Distribution and Power Systems grew. U.S. sales were $4,663 million, with China and India at $844 million and $447 million, respectively. The quarter’s tax expense included a $36 million impact from the One Big Beautiful Bill Act, and the effective tax rate was 32.7 percent.
Liquidity strengthened with cash and cash equivalents of $2,566 million. Long-term debt rose following the issuance of $2.0 billion in senior notes (4.25% due 2028, 4.70% due 2031, 5.30% due 2035). As of September 30, 2025, there were 138,036,253 shares of common stock outstanding.
Cummins Inc. (CMI) furnished an 8-K announcing its third-quarter 2025 results press release. The company reported that a press release covering financial results for the quarter was furnished as Exhibit 99.
The information under Item 2.02, including Exhibit 99, is furnished and not deemed filed under the Exchange Act. The filing also includes Exhibit 104 for the cover page interactive data file embedded within Inline XBRL.
Cummins (CMI) reported insider activity by its VP - Chief Financial Officer. On 10/30/2025, the officer exercised stock options for 200 shares at $142.12 (code M) and sold 200 common shares at a weighted average price of $449.095 (code S).
Following these transactions, direct beneficial ownership stood at 31,582 common shares. The filing also shows 13,110 stock options remaining outstanding, originally exercisable from 04/06/2023 and expiring on 04/06/2030. The sale price reflects multiple trades between $449.00 and $449.19.
CMI: A holder filed a Form 144 notice to sell 200 common shares, following a cash stock option exercise. The filing lists an aggregate market value of $88,252.00, an approximate sale date of 10/30/2025, and Morgan Stanley Smith Barney as broker, with NYSE named as the exchange. Shares outstanding are listed at 137,786,038; this is a baseline figure, not the amount being sold.
Recent Rule 10b5-1 activity by Mark A. Smith over the past three months includes examples such as 8,000 shares for $3,514,401.60 on 10/06/2025 and 6,500 shares for $2,632,500.00 on 08/13/2025.
Insider transactions at Cummins Inc. (CMI) show that Mark Andrew Smith, Vice President and Chief Financial Officer, executed offsetting option exercise and share sale transactions on 10/06/2025. He exercised 8,000 stock options with an exercise price of $142.12 (options granted 04/06/2023, expiring 04/06/2030), receiving 8,000 common shares. Simultaneously, he sold 8,000 common shares at a weighted-average price of $439.30, with individual sale prices reported in the range $439.00–$439.91. After these transactions, his beneficial ownership declined from 39,582 shares to 31,582 shares.
The Form 4 was signed by an attorney-in-fact on 10/08/2025. The filer checked the Rule 10b5-1 box indicating the sale may have been made pursuant to a written plan.