Welcome to our dedicated page for Cummins SEC filings (Ticker: CMI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This Cummins Inc. (NYSE: CMI) filings page brings together the company’s U.S. Securities and Exchange Commission disclosures, including current reports on Form 8-K and other key documents available through EDGAR. Cummins is an Indiana corporation whose common stock is listed on the New York Stock Exchange under the symbol CMI, and its SEC filings provide detail on financial performance, governance decisions and material events across its Engine, Components, Distribution, Power Systems and Accelera by Cummins segments.
Investors can use Cummins’ SEC filings to review quarterly and annual financial statements, segment results, risk factor discussions and capital allocation policies. Forms 10-K and 10-Q describe the company’s role as a global power solutions leader, outline its Destination Zero strategy and discuss risks such as emissions and climate regulations, trade policies, supply chain conditions, technology shifts, competition and sustainability expectations. Current reports on Form 8-K, such as those furnished for quarterly earnings releases, summarize recent results and provide context on demand trends in truck, power generation and zero-emissions markets.
Governance-related filings, including 8-K items on board and executive changes, offer insight into Cummins’ leadership and committee structures. Proxy statements detail director compensation and corporate governance practices, while other filings may cover acquisitions, spin-offs, joint ventures and financing activities that affect the company’s capital structure and portfolio.
On Stock Titan, AI-powered tools can help interpret Cummins filings by highlighting key sections, explaining complex accounting or legal language in plain terms and pointing out items that may matter most to shareholders, such as changes in dividend policy, significant non-cash charges or updates to risk disclosures. Users can also review insider and executive activity reported on ownership-related forms, where available, to better understand how company leaders are aligned with long-term performance.
Form 144 notice for Cummins Inc. (CMI) reporting a proposed sale of 8,000 common shares through Morgan Stanley Smith Barney LLC with an aggregate market value of $3,462,400.00. The securities are listed as outstanding of 137,786,038 shares and the approximate sale date is 10/06/2025.
The filing shows the 8,000 shares were acquired and will be paid for on 10/06/2025 by exercise of stock options, with payment in cash. The notice also discloses recent 10b5-1 plan sales by the same seller totaling 21,580 shares that generated gross proceeds of approximately $8,777,289.46 across trades dated 08/12/2025 through 09/17/2025.
Cummins Inc. (CMI) reported Section 16 insider transactions by Mark Andrew Smith, Vice President and Chief Financial Officer. Over three days (September 15-17, 2025) Mr. Smith exercised stock options at an exercise price of $163.43 for incremental option lots of 4,829, 2,671 and 1,580 shares. Matching sales were reported for those same share amounts at a weighted average sale price of $415.0558 on 9/15/2025 and additional sales on 9/16 and 9/17 at prices shown in the filing. After the reported transactions the filing shows beneficial ownership figures tied to each transaction line, and separate outstanding options including a $142.12 strike option covering 21,310 shares.
CUMMINS INC (CMI) reported a proposed sale of 1,580 common shares via Rule 144 to be executed through Morgan Stanley Smith Barney on 09/17/2025, with an aggregate market value of $656,395.20. The filing shows these shares were acquired and paid for on 09/17/2025 through the exercise of stock options and paid in cash.
The filer discloses there are 137,786,038 shares outstanding for the class. The notice also lists prior 10b5-1 sales by Mark A. Smith totaling 20,000 shares across dates in August and September 2025 with gross proceeds shown for each trade, indicating recent systematic insider selling activity.
Form 144 filing for Cummins Inc. (CMI) reports a proposed sale of 7,500 common shares through Morgan Stanley Smith Barney on the NYSE with an aggregate market value of $3,077,025. The shares were acquired and are to be sold on 09/15/2025 by exercise of stock options, with payment in cash. The filer also reported recent 10b5-1 sales: 6,500 shares on 08/13/2025 for $2,632,500 and 6,000 shares on 08/12/2025 for $2,370,000. The filing includes the required insider representation about no undisclosed material information.
Cummins Inc. reporting person Robert Enright, Vice President — Supply Chain and director, reported multiple option exercises and related transactions on 08/22/2025. He exercised stock options for 860, 750, and 250 shares at exercise prices of $163.43, $142.12, and $241.80 respectively, resulting in acquisition of those common shares. On the same date he sold 1,860 shares at a weighted-average price of $402.2635. After these transactions he directly beneficially owned 2,815 shares and indirectly held an interest equivalent to 2,686.48 shares via the company 401(k) stock fund.
Cummins Inc. (CMI) filing a Form 144 notifies a proposed sale of 1,860 shares of common stock through Morgan Stanley Smith Barney on the NYSE, with an aggregate market value of $748,210.11. The shares were acquired on 08/22/2025 by exercise of options under a registered plan and were paid for in cash on the same date. The filing states there were 137,786,038 shares outstanding and reports no sales by the same person in the prior three months. The notice includes the required representation that the seller is not aware of undisclosed material adverse information about the issuer.
Cummins Inc. director Karen H. Quintos reported sales of Cummins common stock on 08/19/2025. The Form 4 shows two sale entries: 10 shares sold at $404.69 and 1,297 shares sold at a weighted-average price of $405.3307, with the latter executed across multiple prices between $405.0950 and $405.79. Following the reported transactions, the filing discloses beneficial ownership reported indirectly by a revocable trust of 6,523.6887 shares in one line and 5,226.6887 shares in the other line. The explanation notes that 3,772.914 shares were transferred from direct ownership into the revocable trust and that 2.6928 dividend-equivalent shares were credited under the company deferred compensation plan for non-employee directors. The Form 4 is signed by an attorney-in-fact on 08/20/2025.
Cummins Inc. (CMI) Form 144 notice reports a proposed sale of 1,307 common shares by a person associated with the issuer, with an aggregate market value of $524,000 and approximately 137,786,038 shares outstanding. The sale is scheduled for 08/18/2025 on the NYSE and identifies Merrill One Bryant Park as the broker. The securities were acquired via stock options on 05/21/2024 (604 shares), 04/26/2024 (3 shares), and 03/25/2025 (700 shares), with cash used to satisfy exercise payments. No securities sold by this person in the past three months are reported, and the filer certifies they are not aware of undisclosed material adverse information. The form provides procedural disclosure only and does not include financial results or forward-looking statements.
Amy Rochelle Davis, Vice President & President - Accelera and Com at Cummins Inc. (CMI), reported multiple transactions on 08/14/2025. The Form 4 shows exercises of stock options and subsequent open-market sales. The reporting person exercised options for 1,300 shares at $160.10 and 685 shares at $149.72, plus earlier outstanding options totaling 5,820 shares at various exercise prices. On the same date she sold multiple blocks of common stock totaling 6,787 shares at weighted-average prices in ranges from $399.3750 to $405.47. After these transactions the reporting person beneficially owned 20,738.013 shares, down from 25,055.013 prior to the activity. The filing is signed by an attorney-in-fact on 08/15/2025.
William I. Miller, a director of Cummins Inc. (CMI), reported a sale of common stock on 08/13/2025. The Form 4 shows 1,765 shares disposed in a transaction coded "G" and lists 52,042.3297 shares beneficially owned following the transaction in a direct capacity. The filing also reports 5,136.6232 stock units reported under derivative/stock unit holdings. The filing notes 186.1849 dividend equivalent shares credited to the director under the company's deferred compensation plan for non-employee directors. The Form 4 is signed by an attorney-in-fact on behalf of the reporting person.