CNH Form 144: 48,385 Shares from Restricted Vesting

The issuer notified the sale of 48,385 shares of Common Stock tied to restricted stock vesting under a registered plan.

Accepted by SEC EDGAR 05/04/2026 - 04:54 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

The issuer notified the sale of 48,385 shares of Common Stock tied to restricted stock vesting under a registered plan. The filing lists Morgan Stanley Smith Barney LLC as the broker/dealer and references 05/04/2026 on the cover with trading on NYSE. The shares are associated with services rendered and vesting dated 04/30/2026.

Insights

Securities Compliance Analyst

Form 144 reports a broker-mediated sale of vested restricted shares.

The notice lists 48,385 shares of Common Stock arising from restricted stock vesting under a registered plan and names Morgan Stanley Smith Barney LLC as the broker-dealer. The filing date shown is 05/04/2026.

Record of a Form 144 signals intent to sell restricted/controlled securities under Rule 144; cash-flow treatment and actual sale timing are not specified in the excerpt.

Key Figures

Shares indicated: 48,385 shares Filing date: 05/04/2026 Broker-dealer: Morgan Stanley Smith Barney LLC

3 metrics

Shares indicated 48,385 shares restricted stock vesting dated 04/30/2026

Filing date 05/04/2026 Form 144 cover date listed

Broker-dealer Morgan Stanley Smith Barney LLC named intermediary on the Form 144

Key Terms

restricted stock vesting, Form 144, broker-dealer

3 terms

restricted stock vesting financial

"Restricted stock vesting under a registered plan"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

broker-dealer financial

"Morgan Stanley Smith Barney LLC Executive Financial Services"

A broker-dealer is a licensed firm or individual that both executes trades on behalf of clients (acting as a broker) and buys or sells securities for its own account (acting as a dealer). Investors care because broker-dealers provide the plumbing of markets — they place orders, hold or move cash and securities, offer research or advice, and their stability and fees directly affect trade execution, costs, and the safety of client funds; think of them as a combined travel agent and taxi for your investments.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does CNH's Form 144 disclose?

It discloses intent to sell 48,385 shares of Common Stock tied to restricted stock vesting under a registered plan, with the filing dated 05/04/2026 and brokerage by Morgan Stanley Smith Barney LLC.

Does the Form 144 state when the shares will be sold?

No specific sale timing is provided in the excerpt. The filing shows the broker and vesting date 04/30/2026, but actual sale execution timing is not included in the provided text.

Are proceeds to the issuer reported in this Form 144?

The excerpt does not state any proceeds treatment. The filing lists the securities and broker but does not disclose the cash-flow recipient or aggregate proceeds in the provided content.

Why is Morgan Stanley Smith Barney LLC listed on the filing?

Morgan Stanley Smith Barney LLC is named as the broker-dealer handling the transaction; the filing provides its address and identifies it as the intermediary for the proposed sale of the vested shares.

Does the Form 144 show prior sales in the past three months?

The section for securities sold during the past three months is present but contains no data in the excerpt, so no prior-sales amounts are shown in the provided content.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002086670
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	CNH INDUSTRIAL N.V.
SEC File Number	001-36085
Address of Issuer	Cranes Farm Road Basildon Essex UNITED KINGDOM SS14 3AD
Phone	44 2079 251964
Name of Person for Whose Account the Securities are To Be Sold	FRANCESCO VINCENZO MARIA TUTINO
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	48385	490086.83	1239950537	05/04/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/30/2026	Restricted stock vesting under a registered plan	Issuer			48385	04/30/2026	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	05/04/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Francesco Vincenzo Maria Tutino
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)