[Form 3] CNH Industrial N.V. Initial Statement of Beneficial Ownership

Rhea-AI Filing Summary

Francesco Vincenzo Maria Tutino was appointed Chief Human Resources Officer of CNH Industrial N.V. effective May 1, 2025. The Form 3 reports that as of that appointment date the reporting person did not beneficially own any securities of the issuer. The filing notes it was submitted late due to administrative delays obtaining EDGAR codes and that a separate Form 4 discloses restricted share units granted on May 16, 2025, with portions vesting on Aug 5, 2025, Apr 30, 2026 and May 10, 2028.

Insights

Financial Analyst

TL;DR: Routine officer appointment disclosure; no holdings at appointment date; subsequent equity awards reported separately.

The filing is a standard initial ownership disclosure for an executive appointment. It states the reporting person held no beneficial ownership as of May 1, 2025, which means there was no immediate equity position to influence voting or dilution metrics at that date. The mention of a May 16, 2025 grant of 161,820 restricted share units (vests in tranches) is noted but appropriately reported on a separate Form 4. The late filing is administrative and does not by itself change economic exposure disclosed elsewhere.

Corporate Governance Expert

TL;DR: Governance disclosure completed but delayed; subsequent equity awards properly recorded on Form 4.

This Form 3 documents the reporting person's role and confirms absence of beneficial ownership at appointment. Timely and accurate Section 16 reporting is important for transparency; the filing acknowledges a late submission due to EDGAR access delays and references Exhibit 24 Power of Attorney. The company disclosed the later RSU grant and vesting schedule, which is consistent with governance practices when equity grants follow an appointment.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Tutino Francesco Vincenzo Maria

(Last) (First) (Middle)

C/O CNH INDUSTRIAL N.V.

CRANES FARM ROAD, BASILDON

(Street)

ESSEX X0 SS14 3AD

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
05/01/2025

3. Issuer Name and Ticker or Trading Symbol
CNH Industrial N.V. [ CNH ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Human Resources Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

See Exhibit 24 - Power of Attorney. This Form 3 is being filed late due to administrative delays in obtaining the reporting person's EDGAR codes. This Form 3 reflects the pecuniary interests of the reporting person as of May 1, 2025, the date the reporting person was appointed Chief Human Resources Officer of the Issuer. Since then, the reporting person was granted 161,820 restricted share units on May 16, 2025, 27,211 of which vested on August 5, 2025, 105,371 of which vest on April 30, 2026 and 29,238 of which vest on May 10, 2028, all of which are reported separately on a Form 4 filed by the reporting person.

No securities are beneficially owned.

	/s/ Eric Mathison, attorney-in-fact	09/19/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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