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CNH Industrial (NYSE: CNH) officer files Form 3 showing no share ownership

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

CNH Industrial N.V. executive Worthen Britton M. has filed an initial insider ownership report indicating no beneficial ownership of the company’s securities. The filing identifies the individual as an officer, with the remarks clarifying the role as Chief Legal and Compliance Officer and referencing a power of attorney authorizing the signatory. The form is filed for one reporting person and confirms that, as of the stated event date, there are no non-derivative or derivative CNH Industrial securities beneficially owned.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Worthen Britton M.

(Last) (First) (Middle)
C/O CNH INDUSTRIAL N.V.
CRANES FARM ROAD, BASILDON

(Street)
ESSEX X0 SS14 3AD

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/01/2026
3. Issuer Name and Ticker or Trading Symbol
CNH Industrial N.V. [ CNH ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Chief Legal and Compliance Officer See Exhibit 24 - Power of Attorney.
No securities are beneficially owned.
/s/ Eric Mathison, attorney-in-fact 01/09/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the CNH (CNH Industrial N.V.) Form 3 filing report for Worthen Britton M.?

The Form 3 for CNH Industrial N.V. reports that officer Worthen Britton M. has no beneficial ownership of the company’s securities as of the event date.

What is Worthen Britton M.’s role at CNH Industrial N.V. in this filing?

The filing shows Worthen Britton M. as an officer of CNH Industrial N.V., with the remarks specifying the title as Chief Legal and Compliance Officer.

Does this CNH Form 3 show any CNH Industrial shares or options owned by the insider?

No. The remarks state that no securities are beneficially owned, and both the non-derivative and derivative securities tables contain no reported holdings.

What is the event date for this CNH Industrial N.V. insider ownership report?

The Form 3 lists the date of event requiring statement as 01/01/2026.

Is the CNH Form 3 filed for more than one reporting person?

No. The report indicates it is a Form filed by one reporting person, covering only Worthen Britton M.

Who signed the CNH Industrial N.V. Form 3 for Worthen Britton M.?

The Form 3 is signed by /s/ Eric Mathison as attorney-in-fact, with the remarks referring to Exhibit 24 - Power of Attorney.

Cnh Industrial

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Farm & Heavy Construction Machinery
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United Kingdom
BASILDON, ESSEX