CNH director files initial Form 3 with no trades

CNH Industrial N.V. director Richard Keith Palmer filed an initial Form 3, which is a required statement of beneficial ownership for insiders.

Accepted by SEC EDGAR 05/18/2026 - 03:48 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

CNH Industrial N.V. director Richard Keith Palmer filed an initial Form 3, which is a required statement of beneficial ownership for insiders. This filing lists him as a director but does not report any specific transactions or changes in his holdings.

Key Terms

Form 3, beneficial ownership, transaction summary, derivativeSummary

4 terms

Form 3 regulatory

"filed an initial Form 3, which is a required statement of beneficial ownership"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

beneficial ownership financial

"Form 3 filing identifies Richard Keith Palmer as a director ... initial statement of beneficial ownership"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

transaction summary financial

"The transaction summary indicates zero purchases, zero sales, and no derivative exercises or gifts"

derivativeSummary financial

"The derivativeSummary shows no remaining options, warrants, or other derivative securities reported"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the CNH (CNH Industrial N.V.) Form 3 filing show for Richard Keith Palmer?

The Form 3 filing identifies Richard Keith Palmer as a director of CNH Industrial N.V. It is an initial statement of beneficial ownership and, in this case, reports no insider transactions or changes in his holdings.

Did Richard Keith Palmer buy or sell CNH shares in this Form 3 filing?

No, this Form 3 does not show any buys or sells of CNH shares. The transaction summary indicates zero purchases, zero sales, and no derivative exercises or gifts, meaning no trading activity is reported in this filing.

Why is a Form 3 required for CNH director Richard Keith Palmer?

Form 3 is required when someone becomes a director, officer, or significant owner of a public company. For CNH Industrial N.V., it records Richard Keith Palmer’s insider status as a director and establishes the starting point for future Form 4 and Form 5 reports.

Does the CNH Form 3 include any derivative positions for Richard Keith Palmer?

No, the derivative section for this Form 3 is empty. The derivativeSummary shows no remaining options, warrants, or other derivative securities reported for Richard Keith Palmer, and derivativeTransactionCount is zero for this initial ownership filing.

What does the transaction summary in CNH director Richard Keith Palmer’s Form 3 indicate?

The transaction summary shows no activity for this insider. All counts, including buy, sell, exercise, gift, tax withholding, and restructuring transactions, are zero, and the netBuySellDirection is labeled neutral, confirming no trades are reported.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Palmer Richard Keith

(Last) (First) (Middle)

C/O CNH INDUSTRIAL N.V.

CRANES FARM ROAD, BASILDON

(Street)

ESSEX UNITED KINGDOM SS14 3AD

(City) (State) (Zip)

UNITED KINGDOM

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
05/08/2026

3. Issuer Name and Ticker or Trading Symbol
CNH Industrial N.V. [ CNH ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

See Exhibit 24 - Power of Attorney.

No securities are beneficially owned.

	/s/ Eric Mathison, attorney-in-fact	05/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)