CNH CFO RSUs Vest; Shares Withheld for Taxes
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Form Type
4
Rhea-AI Filing Summary
CNH Industrial N.V. Chief Financial Officer Nickolas James AJ reported compensation-related share activity tied to restricted share units (RSUs). On May 4, 2026, 183,673 RSUs vested and converted into an equal number of common shares on a one-for-one basis.
To cover the related tax liability, the issuer withheld 81,368 common shares at $10.62 per share, a non-market, tax-withholding disposition rather than an open-market sale. Following these transactions, he directly holds 102,305 common shares and 560,894 RSUs, which continue to vest in future years under the original grant schedule.
Insider Trade Summary
183,673 shares exercised/converted
Exercise
3 txns
Insider
Nickolas James AJ
Role
Chief Financial Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Share Units | 183,673 | $0.00 | $0.00 |
| Exercise | Common Shares | 183,673 | $0.00 | $0.00 |
| Exercise Price or Tax Liability | Common Shares | 81,368 | $10.62 | $864K |
Holdings After Transaction:
Restricted Share Units — 560,894 contracts (Direct);
Common Shares — 102,305 shares (Direct)
Holdings Before and After:
Restricted Share Units, 744,567 to 560,894 contracts (Direct);
Common Shares, 0 to 102,305 shares (Direct)
Footnotes (3)
- F1. Restricted share units ("RSUs") convert into common shares on a one-for-one basis.
- F2. Represents the number of shares withheld by the issuer to cover the Reporting Persons's tax liability associated with the vesting of RSUs on May 4, 2026.
- F3. On May 16, 2025, the Reporting Person was granted 744,567 RSUs, 183,673 of which vested on May 4, 2026; 183,674 of which vest on April 30, 2027; 83,342 of which vest on May 10, 2028; and 293,878 of which vest on May 10, 2030.
Key Figures
Shares withheld for taxes: 81,368 shares
Withholding price per share: $10.62 per share
RSUs vested and converted: 183,673 RSUs
+5 more
8 metrics
Shares withheld for taxes
81,368 shares
Common shares withheld to cover tax liability on May 4, 2026
Withholding price per share
$10.62 per share
Value used for tax-withholding disposition of 81,368 common shares
RSUs vested and converted
183,673 RSUs
Restricted share units converting one-for-one into common shares on May 4, 2026
Common shares held after transaction
102,305 shares
Direct common share holdings following reported Form 4 transactions
Original RSU grant size
744,567 RSUs
Restricted share units granted on May 16, 2025 to the CFO
Remaining RSUs after vesting
560,894 RSUs
Unvested restricted share units still outstanding following May 4, 2026 vesting
Future vesting on Apr 30, 2027
183,674 RSUs
Next scheduled vesting tranche under the May 16, 2025 RSU grant
Long-term vesting tranches
83,342 & 293,878 RSUs
RSUs vesting on May 10, 2028 and May 10, 2030 respectively
Key Terms
Restricted share units ("RSUs"), tax liability, vesting, derivative security, +1 more
5 terms
tax liability financial
"shares withheld by the issuer to cover the Reporting Persons's tax liability associated with the vesting"
vesting financial
"tax liability associated with the vesting of RSUs on May 4, 2026."
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
derivative security financial
"transaction_code_description": "Exercise or conversion of derivative security""
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
Chief Financial Officer financial
"officer_title": "Chief Financial Officer""
A Chief Financial Officer (CFO) is the person in charge of a company's money and financial planning. They decide how to spend, save, and invest funds to help the company grow and stay stable. Their role is important because good financial decisions keep the company healthy and successful.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What did CNH (CNH) CFO Nickolas James AJ report in this Form 4?
He reported the vesting of 183,673 restricted share units that converted into common shares and a related tax-withholding disposition of 81,368 shares. These events reflect routine equity compensation mechanics rather than open-market buying or selling activity.
What are the remaining CNH (CNH) RSUs and vesting schedule for the CFO?
After this vesting, 560,894 restricted share units remain from the original 744,567-unit grant. Future tranches are scheduled to vest on April 30, 2027, May 10, 2028, and May 10, 2030, providing ongoing equity-based compensation over several years.
When were the CNH (CNH) RSUs originally granted to the CFO and in what amount?
On May 16, 2025, the CFO was granted 744,567 restricted share units. These RSUs vest in stages: 183,673 units on May 4, 2026, 183,674 units on April 30, 2027, 83,342 units on May 10, 2028, and 293,878 units on May 10, 2030.
AI-generated analysis. How Rhea-AI works. Not financial advice.
