CNH Industrial executive nets 4,760 shares from RSUs
Accepted by SEC EDGAR
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Form Type
4
Rhea-AI Filing Summary
CNH Industrial N.V. President, Financial Services Douglas MacLeod reported compensation-related share movements tied to restricted share units (RSUs). On May 4, 2026, 7,000 RSUs converted into common shares on a one-for-one basis, and 2,240 common shares were withheld by the issuer to cover his tax liability on the vesting. The transactions resulted in a net increase of 4,760 common shares, bringing his directly held common shares to 18,605.9557. Footnotes also note prior RSU grants of 7,000, 13,832, 7,552, and 16,568 units scheduled to vest on future dates.
Insider Trade Summary
7,000 shares exercised/converted
Exercise
3 txns
Insider
MacLeod Douglas
Role
President, Financial Services
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Share Units | 7,000 | $0.00 | $0.00 |
| Exercise | Common Shares | 7,000 | $0.00 | $0.00 |
| Exercise Price or Tax Liability | Common Shares | 2,240 | $10.62 | $24K |
Holdings After Transaction:
Restricted Share Units — 37,952 contracts (Direct);
Common Shares — 18,605.9557 shares (Direct)
Holdings Before and After:
Restricted Share Units, 44,952 to 37,952 contracts (Direct);
Common Shares, 13,845.9557 to 18,605.9557 shares (Direct)
Footnotes (3)
- F1. Restricted share units ("RSUs") convert into common shares on a one-for-one basis.
- F2. Represents the number of shares withheld by the issuer to cover the Reporting Persons's tax liability associated with the vesting of RSUs on May 4, 2026.
- F3. On May 10, 2023, the Reporting Person was granted 7,000 RSUs, all of which vested on May 4, 2026. On May 10, 2024, the Reporting Person was granted 13,832 RSUs vesting on May 10, 2027. On November 15, 2024, the Reporting Person was granted 7,552 RSUs vesting on April 30, 2027. On May 16, 2025, the Reporting Person was granted 16,568 RSUs vesting on May 10, 2028.
Key Figures
RSUs converted: 7,000 units
Shares withheld for taxes: 2,240 shares
Net common shares from vesting: 4,760 shares
+5 more
8 metrics
RSUs converted
7,000 units
Restricted share units converting into common shares on May 4, 2026
Shares withheld for taxes
2,240 shares
Common shares withheld to cover tax liability on RSU vesting
Net common shares from vesting
4,760 shares
Net increase from 7,000 RSUs vesting minus 2,240 shares withheld
Common shares held after transaction
18,605.9557 shares
Direct CNH common share holdings following reported transactions
RSU grant on May 10, 2023
7,000 units
Grant fully vested on May 4, 2026
RSU grant vesting May 10, 2027
13,832 units
Unvested RSUs scheduled to vest on May 10, 2027
RSU grant vesting April 30, 2027
7,552 units
Unvested RSUs scheduled to vest on April 30, 2027
RSU grant vesting May 10, 2028
16,568 units
Unvested RSUs scheduled to vest on May 10, 2028
Key Terms
Restricted share units ("RSUs"), tax liability, vesting, derivative security, +1 more
5 terms
tax liability financial
"shares withheld by the issuer to cover the Reporting Persons's tax liability associated with the vesting of RSUs"
vesting financial
"associated with the vesting of RSUs on May 4, 2026."
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
derivative security financial
"transaction_code_description": "Exercise or conversion of derivative security""
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
tax-withholding disposition financial
"transaction_action": "tax-withholding disposition""
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transactions did CNH (CNH) executive Douglas MacLeod report?
Douglas MacLeod reported the vesting and conversion of 7,000 restricted share units into CNH common shares, along with 2,240 shares withheld by the issuer to cover his tax liability. These transactions are compensation-related rather than open-market purchases or sales.
Were any CNH (CNH) derivative positions left after the RSU conversion?
The filing’s derivative section shows the 7,000 RSUs that converted into common shares, while a footnote describes separate RSU grants of 13,832, 7,552, and 16,568 units vesting on future dates, indicating additional unvested equity awards remain outstanding.
AI-generated analysis. How Rhea-AI works. Not financial advice.
