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Asa Tamsons of CNH Industrial (CNH) vests 4,980 RSUs; 72 shares withheld

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

CNH Industrial N.V. director Asa Tamsons reported the vesting of 4,980 restricted share units that converted into an equal number of common shares on May 11, 2026. To cover related tax obligations, 72 shares were withheld by the issuer, leaving Tamsons with 13,965 common shares held directly after these transactions.

Positive

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Negative

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Insider Tamsons Asa
Role null
Type Security Shares Price Value
Exercise Restricted Share Units 4,980 $0.00 --
Exercise Common Shares 4,980 $0.00 --
Tax Withholding Common Shares 72 $10.84 $780.48
Holdings After Transaction: Restricted Share Units — 0 shares (Direct, null); Common Shares — 14,037 shares (Direct, null)
Footnotes (1)
  1. Restricted share units ("RSUs") convert into common shares on a one-for-one basis. Represents the number of shares withheld by the issuer to cover the reporting person's tax liability associated with the vesting of RSUs on May 11, 2026. On May 15, 2025, the Reporting Person was granted 4,980 RSUs, all of which vested on May 11, 2026.
RSUs vested 4,980 units Restricted share units converting one-for-one into common shares on May 11, 2026
Shares withheld for tax 72 shares Withheld by issuer to cover tax liability on RSU vesting at $10.84 per share
Withholding reference price $10.84 per share Price used for 72-share tax-withholding disposition
Shares held after transactions 13,965 shares Common shares directly owned by Asa Tamsons following RSU vesting and tax withholding
RSU grant date May 15, 2025 Grant of 4,980 restricted share units to Asa Tamsons
RSU vesting date May 11, 2026 All 4,980 RSUs vested and converted into common shares
Restricted share units financial
"Restricted share units ("RSUs") convert into common shares on a one-for-one basis."
Restricted share units (RSUs) are a promise from a company to give an employee or service provider actual shares or cash equal to the shares after certain conditions are met, typically staying with the company for a set time or hitting performance targets. Think of them like a time-locked gift card that becomes usable only after you’ve earned it. For investors, RSUs matter because they align employee incentives with company performance and can increase the number of shares outstanding over time, diluting existing ownership and affecting earnings per share.
RSUs financial
"On May 15, 2025, the Reporting Person was granted 4,980 RSUs, all of which vested on May 11, 2026."
RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.
tax liability financial
"Represents the number of shares withheld by the issuer to cover the reporting person's tax liability associated with the vesting of RSUs on May 11, 2026."
derivative security financial
"transaction_code_description: Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Tamsons Asa

(Last)(First)(Middle)
C/O CNH INDUSTRIAL N.V.
CRANES FARM ROAD, BASILDON

(Street)
ESSEXUNITED KINGDOMSS14 3AD

(City)(State)(Zip)

UNITED KINGDOM

(Country)
2. Issuer Name and Ticker or Trading Symbol
CNH Industrial N.V. [ CNH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/11/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares05/11/2026M4,980A(1)14,037D
Common Shares05/11/2026F72(2)D$10.8413,965D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Share Units(1)05/11/2026M4,980 (3) (3)Common Shares4,980$00D
Explanation of Responses:
1. Restricted share units ("RSUs") convert into common shares on a one-for-one basis.
2. Represents the number of shares withheld by the issuer to cover the reporting person's tax liability associated with the vesting of RSUs on May 11, 2026.
3. On May 15, 2025, the Reporting Person was granted 4,980 RSUs, all of which vested on May 11, 2026.
/s/ Eric Mathison, attorney-in-fact05/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did CNH (CNH) director Asa Tamsons report?

Asa Tamsons reported RSU vesting that converted 4,980 restricted share units into common shares. On the same date, a small portion of shares was withheld to cover tax obligations related to this vesting event.

How many CNH (CNH) restricted share units vested for Asa Tamsons?

A total of 4,980 restricted share units vested for Asa Tamsons. According to the disclosure, these RSUs converted into 4,980 common shares of CNH Industrial N.V. on a one-for-one basis on May 11, 2026.

Were Asa Tamsons’ CNH (CNH) transactions open-market sales or tax withholding?

The filing shows a tax-withholding disposition of 72 shares, not an open-market sale. These shares were withheld by CNH Industrial N.V. to satisfy Tamsons’ tax liability tied to the vesting of restricted share units.

What is Asa Tamsons’ CNH (CNH) shareholding after the reported Form 4 transactions?

Following the RSU vesting and related tax withholding, Asa Tamsons directly holds 13,965 common shares of CNH Industrial N.V. This figure reflects the net position after 72 shares were withheld for tax obligations.

What are CNH (CNH) restricted share units and how do they convert?

The filing states that CNH restricted share units convert into common shares on a one-for-one basis. For Tamsons, 4,980 RSUs granted on May 15, 2025 fully vested on May 11, 2026 and became 4,980 common shares.

When were Asa Tamsons’ CNH (CNH) RSUs granted and when did they vest?

The 4,980 restricted share units were granted to Asa Tamsons on May 15, 2025. All of these RSUs vested on May 11, 2026, at which time they converted into an equal number of CNH Industrial common shares.