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Director at CNH Industrial (NYSE: CNH) nets RSU share award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

CNH Industrial N.V. director Elizabeth A. Bastoni reported routine equity compensation activity involving restricted share units (RSUs). On May 11, 2026, 4,980 RSUs vested and converted into the same number of common shares on a one-for-one basis. Of these, 50 common shares were withheld by the company to cover her tax liability tied to the vesting, a non-market transaction that does not represent an open-market sale. Following these events, Bastoni holds 10,367 common shares directly. The RSUs were originally granted on May 15, 2025 and fully vested on May 11, 2026.

Positive

  • None.

Negative

  • None.
Insider Bastoni Elizabeth A.
Role null
Type Security Shares Price Value
Exercise Restricted Share Units 4,980 $0.00 --
Exercise Common Shares 4,980 $0.00 --
Tax Withholding Common Shares 50 $10.84 $542.00
Holdings After Transaction: Restricted Share Units — 0 shares (Direct, null); Common Shares — 10,417 shares (Direct, null)
Footnotes (1)
  1. Restricted share units ("RSUs") convert into common shares on a one-for-one basis. Represents the number of shares withheld by the issuer to cover the reporting person's tax liability associated with the vesting of RSUs on May 11, 2026. On May 15, 2025, the Reporting Person was granted 4,980 RSUs, all of which vested on May 11, 2026.
RSUs vested and converted 4,980 units/shares RSUs convert into common shares on a one-for-one basis
Shares withheld for taxes 50 shares at $10.84 Withheld to cover tax liability on May 11, 2026
Post-transaction holdings 10,367 common shares Direct ownership after RSU vesting and tax withholding
Tax withholding value $542.00 50 shares at $10.8400 per share
RSU grant date May 15, 2025 4,980 RSUs granted to Elizabeth A. Bastoni
RSU vesting date May 11, 2026 All 4,980 RSUs vested and converted into common shares
Restricted share units ("RSUs") financial
"Restricted share units ("RSUs") convert into common shares on a one-for-one basis."
tax liability financial
"shares withheld by the issuer to cover the reporting person's tax liability associated with the vesting"
vesting financial
"tax liability associated with the vesting of RSUs on May 11, 2026"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
derivative security financial
"transaction_code_description": "Exercise or conversion of derivative security""
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
tax-withholding disposition financial
"transaction_action": "tax-withholding disposition""
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bastoni Elizabeth A.
(Last)(First)(Middle)
C/O CNH INDUSTRIAL N.V.
CRANES FARM ROAD, BASILDON
(Street)
ESSEXUNITED KINGDOMSS14 3AD
(City)(State)(Zip)
UNITED KINGDOM
(Country)		2. Issuer Name and Ticker or Trading Symbol
CNH Industrial N.V. [ CNH ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/11/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares05/11/2026M4,980A(1)10,417D
Common Shares05/11/2026F50(2)D$10.8410,367D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Share Units(1)05/11/2026M4,980 (3) (3)Common Shares4,980$00D
Explanation of Responses:
1. Restricted share units ("RSUs") convert into common shares on a one-for-one basis.
2. Represents the number of shares withheld by the issuer to cover the reporting person's tax liability associated with the vesting of RSUs on May 11, 2026.
3. On May 15, 2025, the Reporting Person was granted 4,980 RSUs, all of which vested on May 11, 2026.
/s/ Eric Mathison, attorney-in-fact05/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did CNH (CNH) director Elizabeth A. Bastoni report?

Elizabeth A. Bastoni reported RSU vesting that converted 4,980 restricted share units into common shares. This is a routine equity compensation event, not an open-market trade, and reflects previously granted awards becoming regular shares.

How many CNH (CNH) shares did Elizabeth A. Bastoni receive from RSU vesting?

She received 4,980 common shares upon vesting of an equal number of RSUs. The RSUs convert into common shares on a one-for-one basis, turning her prior equity awards into standard share ownership in CNH Industrial N.V.

Why were 50 CNH (CNH) shares disposed of in this Form 4 filing?

The 50 shares were withheld by the issuer to cover Bastoni’s tax liability from RSU vesting. This tax-withholding disposition is not an open-market sale and does not reflect a discretionary decision to sell CNH shares.

What are Elizabeth A. Bastoni’s CNH (CNH) holdings after these transactions?

After the RSU vesting and tax withholding, Bastoni directly owns 10,367 common shares. This figure reflects her updated equity position following conversion of 4,980 RSUs and the withholding of 50 shares for taxes.

When were the CNH (CNH) RSUs originally granted and when did they fully vest?

Bastoni was granted 4,980 RSUs on May 15, 2025, and all of them vested on May 11, 2026. At vesting, the RSUs converted into an equal number of CNH common shares according to the grant terms.