Harris Associates files 13G/A showing 58.1M CNH shares (CNH)
Rhea-AI Filing Summary
CNH Industrial N.V. reports beneficial ownership disclosure by Harris Associates. The filing states Harris Associates, L.P. (and Harris Associates, Inc. as general partner) reports 58,127,119 shares of common stock as beneficially owned, representing 4.7% of the class. The filing shows 48,293,205 shares with sole voting power and 58,127,119 shares with sole dispositive power. The disclosure attributes ownership to advisory and client relationships and describes how voting power may be exercised in connection with advised clients.
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Insights
Harris reports a 4.7% beneficial position with full dispositive control.
Harris Associates, L.P. is reported as beneficial owner of 58,127,119 common shares, with sole dispositive power and 48,293,205 shares of sole voting power. The filing attributes ownership to advisory relationships rather than direct proprietary ownership.
Cash‑flow treatment and timing are not in the excerpt; subsequent filings would show any trading activity. Changes in client mandates or additional amendments could alter reported percentages.
Schedule 13G/A amendment clarifies beneficial ownership and voting arrangements.
The amendment explains Harris may be deemed beneficial owner "by reason of advisory and other relationships" and that voting may be exercised when assisting advised clients. The disclosure aligns with passive/beneficial‑owner reporting conventions for investment advisers.
Monitor future amendments for material changes; the filing does not state share acquisition/disposition dates or holdings "as of" a specific snapshot date in the provided excerpt.
Key Figures
Key Terms
beneficial owner regulatory
sole dispositive power regulatory
Schedule 13G/A regulatory
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