What does the 396-share disposition in CNO (CNO) stock represent for Scott L. Goldberg?

The 396-share disposition represents shares surrendered to cover tax obligations on vested restricted stock units. Rather than indicating a strategic sale of CNO stock, it reflects automatic withholding required when equity awards vest and are treated as taxable compensation to the executive.

CNO (CNO) executive surrenders 396 shares to cover RSU tax withholding

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

CNO Financial Group, Inc. executive Scott L. Goldberg, President of the Consumer Division, reported an administrative share disposition. On June 4, 2026, 396 shares of common stock were surrendered to the company to cover required tax withholding on vested restricted stock units. Following this tax-withholding event, he directly holds 206,092 common shares. This was not an open-market trade but a routine compensation-related transaction.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Goldberg Scott L.

Role President, Consumer Division

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock	396	$47.12	$19K

Holdings After Transaction: Common Stock — 206,092 shares (Direct, null)

Footnotes (1)

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Key Figures

Shares surrendered: 396 shares Price per share: $47.12 per share Shares held after: 206,092 shares

3 metrics

Shares surrendered 396 shares Surrendered on June 4, 2026 to cover tax withholding

Price per share $47.12 per share Value used for the 396-share tax-withholding disposition

Shares held after 206,092 shares Direct CNO common stock ownership after the transaction

Key Terms

restricted stock units, tax withholding, Form 4

3 terms

restricted stock units financial

"Shares were surrendered to the issuer to cover the required tax withholding on vested restricted stock units."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax withholding financial

"Shares were surrendered to the issuer to cover the required tax withholding on vested restricted stock units."

Tax withholding is the practice of taking a portion of a payment—such as wages, dividends, or sale proceeds—before it reaches the recipient and sending that portion to the tax authority as an advance on the recipient’s eventual tax bill. For investors it matters because withholding reduces immediate cash received and affects after‑tax returns, estimated tax payments, and whether you may owe more or receive a refund when taxes are finally calculated, like having a small automatic savings set aside for your tax bill.

Form 4 regulatory

"This CNO transaction was reported on Form 4 as an insider ownership update."

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

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Form 4 Insider Transactions: What Each Field Means →

06/08/2026 - 04:16 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Goldberg Scott L.

(Last)

(First)

(Middle)

C/O CNO FINANCIAL GROUP, INC.

11299 ILLINOIS STREET, SUITE 200

(Street)

CARMEL

INDIANA

46032

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
CNO Financial Group, Inc. [ CNO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	President, Consumer Division

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/04/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	06/04/2026		F		396⁽¹⁾	D	$47.12	206,092	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Shares were surrendered to the issuer to cover the required tax withholding on vested restricted stock units.

Remarks:

	Heidi M. Krings, Attorney-in-Fact	06/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did CNO (CNO) executive Scott L. Goldberg report?

Scott L. Goldberg reported surrendering 396 shares of CNO common stock to the company on June 4, 2026. The shares were used to cover tax withholding on vested restricted stock units, a routine compensation-related transaction rather than an open-market stock sale.

Was Scott L. Goldberg’s CNO (CNO) Form 4 transaction a stock sale?

The transaction was not an open-market stock sale. CNO executive Scott L. Goldberg surrendered 396 shares back to the issuer to satisfy required tax withholding on vested restricted stock units, a common administrative step tied to equity compensation, not a discretionary trade in the market.

How many CNO (CNO) shares does Scott L. Goldberg hold after this Form 4 filing?

After the reported tax-withholding disposition, Scott L. Goldberg directly holds 206,092 shares of CNO common stock. The Form 4 shows this updated ownership figure following the surrender of 396 shares to cover taxes on vested restricted stock units granted as compensation.

Why are restricted stock units mentioned in Scott L. Goldberg’s CNO (CNO) Form 4?

Restricted stock units are mentioned because the surrendered 396 shares covered tax withholding on RSUs that vested. When RSUs vest, they are treated as income, and some shares are typically withheld or surrendered to pay taxes, which is what this CNO Form 4 transaction records.