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CNOB Form 4: EVP Joseph Javitz Disposes of 1,700 Shares

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

ConnectOne Bancorp, Inc. (CNOB) insider transaction: Joseph T. Javitz, EVP & Chief Credit Officer and officer of the bank, reported a sale of 1,700 shares of the company's common stock on 09/03/2025 at a reported price of $25.46 per share. Following the sale, the filing shows Mr. Javitz beneficially owns 21,145.78 shares, held directly. The Form 4 was signed by a power of attorney on behalf of the reporting person.

Positive

  • Form 4 is filed and signed, indicating compliance with Section 16 reporting requirements
  • No derivative transactions were reported, simplifying ownership picture

Negative

  • Officer sold 1,700 shares, reducing direct holdings to 21,145.78 shares
  • Filing does not state whether the sale was pursuant to a 10b5-1 trading plan

Insights

TL;DR: An officer sold a modest number of shares; transaction is routine insider disposition with limited apparent market impact.

The sale of 1,700 shares at $25.46 reflects an officer liquidity event rather than an operational disclosure. The remaining beneficial ownership of 21,145.78 shares is disclosed as direct. There is no derivative activity reported and no additional context such as scheduled trading plan cited on the form. Given the size of the reported sale relative to typical public float sizes for regional banks, this filing alone is unlikely to be material for valuation or credit analysis.

TL;DR: Filing documents a straightforward sale by an executive; compliance appears met but lacks plan disclosure detail.

The Form 4 records a Section 16 sale executed on 09/03/2025 and is signed via POA, satisfying reporting mechanics. The form does not indicate the sale was made under a 10b5-1 plan or other instruction; absent that designation, stakeholders may note ordinary reporting timing. No amendments or derivative transactions accompany this filing, and no governance red flags (e.g., abrupt resignation or related-party transaction) are evident from the content provided.

Insider Javitz Joseph T.
Role EVP & Chief Credit Officer
Sold 1,700 shs ($43K)
Type Security Shares Price Value
Sale Common Stock 1,700 $25.46 $43K
Holdings After Transaction: Common Stock — 21,145.78 shares (Direct)
Footnotes (1)
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Javitz Joseph T.
(Last) (First) (Middle)
C/O CONNECTONE BANCORP, INC.
301 SYLVAN AVENUE
(Street)
ENGLEWOOD CLIFFS NJ 07632
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ConnectOne Bancorp, Inc. [ CNOB ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP & Chief Credit Officer
3. Date of Earliest Transaction (Month/Day/Year)
09/03/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/03/2025 S 1,700 D $25.46 21,145.78 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Laura Criscione, POA 09/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did the ConnectOne Bancorp (CNOB) Form 4 filed on 09/03/2025 report?

The Form 4 reports that EVP & Chief Credit Officer Joseph T. Javitz sold 1,700 shares of common stock on 09/03/2025 at a price of $25.46 per share.

How many shares does the reporting person own after the transaction?

After the reported sale the filing shows the reporting person beneficially owns 21,145.78 shares held directly.

Was the sale part of a derivative transaction or option exercise?

No. The Form 4 shows only a non-derivative sale; no derivative securities or option exercises are reported.

Did the Form 4 indicate the sale was under a 10b5-1 plan?

The filing does not indicate that the transaction was executed pursuant to a 10b5-1 trading plan or similar instruction.

Who signed the Form 4 for the reporting person?

The Form 4 is signed by /s/ Laura Criscione, POA on behalf of the reporting person, dated 09/03/2025.