[Form 4] The Vita Coco Company, Inc. Insider Trading Activity

Rhea-AI Filing Summary

Charles van Es, Chief Sales Officer of Vita Coco Company, Inc. (COCO), reported a mandated disposition of 9,799 shares on 08/15/2025 to satisfy tax withholding at a price of $33.07 per share. After that transaction he beneficially owned 84,328 shares. The filing also lists outstanding non-qualified stock options exercisable or vesting into common stock: 103,750, 27,300, 58,043, 42,980, 14,205, 8,746 and 13,218 shares under various grants and exercise prices, representing a total of 268,242 underlying shares. The reported disposition was a company-mandated share withholding tied to RSU settlement, not a discretionary sale by the reporting person.

Positive

• Retained beneficial ownership of 84,328 common shares after the mandated withholding
• Large aggregate option exposure: 268,242 underlying shares across multiple grants, maintaining long-term alignment with shareholders

Negative

• Disposition of 9,799 shares reported on 08/15/2025 at $33.07 per share (shares were withheld to cover tax obligations)

Insights

Corporate Governance Expert

TL;DR: Mandated tax-withholding sale occurred; substantial retained equity and option holdings align officer incentives with shareholders.

The Form 4 shows a non-discretionary disposition of 9,799 shares at $33.07 to cover tax obligations arising from RSU settlement. Such withholdings are routine and the filing explicitly states the disposition was mandated by the issuer. Post-transaction beneficial ownership remains meaningful at 84,328 shares, and the reporting person holds multiple option grants totaling 268,242 underlying shares across varied exercise prices and vesting schedules, preserving long-term alignment with shareholder value creation. Governance implications are standard: no indication of unusual insider selling or change in control.

Securities Analyst

TL;DR: Transaction is routine tax-related withholding; material exposure remains via large option pool and share ownership.

The disposition reported is explicitly for tax withholding in connection with RSU vesting and is not a discretionary sale. The filing lists several outstanding non-qualified stock options with exercise prices ranging from $10.178 to $33.36 and expirations through 2035, totaling 268,242 underlying shares. The officer’s continued equity and option holdings suggest retained upside participation in COCO’s equity performance while the withheld shares slightly reduced immediate reported common stock holdings to 84,328 shares.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

van Es Charles

(Last) (First) (Middle)

250 PARK AVE SOUTH

SEVENTH FLOOR

(Street)

NEW YORK NY 10003

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Vita Coco Company, Inc. [ COCO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Sales Officer

3. Date of Earliest Transaction (Month/Day/Year)
08/15/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/15/2025		F(1)		9,799	D	$33.07	84,328	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Non-Qualified Stock Option (right to buy)	$10.178							(2)	02/10/2030	Common Stock	103,750		103,750	D
Non-Qualified Stock Option (right to buy)	$10.178							(3)	01/11/2031	Common Stock	27,300		27,300	D
Non-Qualified Stock Option (right to buy)	$15							(4)	10/21/2031	Common Stock	58,043		58,043	D
Non-Qualified Stock Option (right to buy)	$15.36							(5)	08/15/2032	Common Stock	42,980		42,980	D
Non-Qualified Stock Option (right to buy)	$16.91							(6)	03/10/2033	Common Stock	14,205		14,205	D
Non-Qualified Stock Option (right to buy)	$26.18							(7)	03/04/2034	Common Stock	8,746		8,746	D
Non-Qualified Stock Option (right to buy)	$33.36							(8)	03/04/2035	Common Stock	13,218		13,218	D

Explanation of Responses:

1. The disposition reported on this Form 4 represents shares withheld to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units. The disposition is mandated by the Issuer and does not represent a discretionary transaction by the Reporting Person.

2. The stock option is fully vested and currently exercisable.

3. The stock option is fully vested and currently exercisable.

4. The stock option vests in four equal annual installments beginning on November 27, 2022.

5. The stock option vests in three equal annual installments beginning on August 15, 2025.

6. The stock option vests in four equal annual installments beginning on March 10, 2024.

7. The stock option vests in four equal annual installments beginning on March 4, 2025.

8. The Reporting Person was granted stock options that will vest in four annual equal installments on each anniversary of the grant date provided that the Reporting Person remains in continuous service on each vesting date.

	By: Alison Klein, Attorney-in-Fact For: Charles Van Es	08/19/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

What transaction did Charles van Es report for COCO?

The Form 4 reports a mandated withholding disposition of 9,799 shares on 08/15/2025 at $33.07 per share to satisfy tax withholding related to RSU settlement.

How many COCO shares does the reporting person own after the transaction?

After the reported disposition, the reporting person beneficially owned 84,328 shares of COCO common stock.

How many stock options does Charles van Es have reported on the Form 4?

The filing lists non-qualified stock options underlying 103,750, 27,300, 58,043, 42,980, 14,205, 8,746 and 13,218 shares, totaling 268,242 underlying shares.

Was the share disposition a voluntary sale?

No. The Form 4 states the disposition was mandated by the issuer to cover tax withholding and did not represent a discretionary transaction by the reporting person.

What are the exercise prices and durations of the options reported?

Exercise prices reported include $10.178, $15, $15.36, $16.91, $26.18 and $33.36, with exercisability and expirations extending through 2035 as detailed in the filing.