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Vita Coco (NASDAQ: COCO) director awarded 1,530 RSUs in new equity grant

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Vita Coco Company, Inc. director Shelley G. Broader received a grant of 1,530 shares of common stock in the form of restricted stock units (RSUs) valued at $75.18 per share. After this equity award, her directly held common stock position reported in this filing is 2,050 shares.

The RSUs were granted under the company’s 2021 Incentive Award Plan and vest in full on the earlier of the day immediately before the next Annual Stockholders Meeting after the grant date or the first anniversary of the grant date, as long as she remains in continuous service. Each RSU converts into one share of Vita Coco common stock when it vests.

Positive

  • None.

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Insider Broader Shelley G
Role null
Type Security Shares Price Value
Grant/Award Common Stock 1,530 $75.18 $115K
Holdings After Transaction: Common Stock — 2,050 shares (Direct, null)
Footnotes (1)
  1. [object Object]
RSUs granted 1,530 shares Restricted stock units of common stock granted to director
Grant value per share $75.18 per share Valuation used for the 1,530 RSU grant
Shares held after grant 2,050 shares Total directly held Vita Coco common shares post-transaction
RSUs financial
"Represents RSUs granted under the Company's 2021 Incentive Award Plan which vest in full"
RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.
2021 Incentive Award Plan financial
"Represents RSUs granted under the Company's 2021 Incentive Award Plan which vest in full"
Annual Stockholders Meeting financial
"vest in full the earlier of (i) the day immediately preceding the Annual Stockholders Meeting after the grant date"
continuous service financial
"provided the Reporting Person remains in continuous service on the applicable vesting date"
restricted stock units financial
"Represents RSUs granted under the Company's 2021 Incentive Award Plan"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Broader Shelley G

(Last)(First)(Middle)
111 5TH AVENUE
2ND FLOOR

(Street)
NEW YORK NEW YORK 10003

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Vita Coco Company, Inc. [ COCO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/03/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/03/2026A1,530(1)A$75.182,050D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents RSUs granted under the Company's 2021 Incentive Award Plan which vest in full the earlier of (i) the day immediately preceding the Annual Stockholders Meeting after the grant date or (ii) the first anniversary of the grant date provided the Reporting Person remains in continuous service on the applicable vesting date. Each RSU represents the right to receive one share of common stock of the Issuer.
/s/ Alison Klein, Attorney-in Fact for Shelley Broader06/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Vita Coco (COCO) report for Shelley G. Broader?

Vita Coco reported that director Shelley G. Broader received 1,530 restricted stock units of common stock. These RSUs are a compensation-related equity award rather than an open-market purchase, and increase her directly held position to 2,050 common shares according to this filing’s ownership table.

At what price were Shelley G. Broader’s Vita Coco (COCO) RSUs valued?

The 1,530 restricted stock units granted to Shelley G. Broader were valued at $75.18 per Vita Coco common share. This value reflects the grant-date price used for the award calculation disclosed in the Form 4 insider transaction report.

How many Vita Coco (COCO) shares does Shelley G. Broader hold after this grant?

After receiving the 1,530-share RSU grant, Shelley G. Broader is reported as directly holding 2,050 Vita Coco common shares. This reflects her post-transaction ownership position shown in the Form 4 and includes the impact of the newly awarded restricted stock units.

When do Shelley G. Broader’s Vita Coco (COCO) RSUs vest?

The RSUs granted to Shelley G. Broader vest in full on the earlier of the day immediately preceding the next Annual Stockholders Meeting after the grant date, or the first anniversary of the grant date, provided she remains in continuous service through the applicable vesting date.

What does each Vita Coco (COCO) RSU granted to Shelley G. Broader represent?

Each restricted stock unit granted to Shelley G. Broader represents the right to receive one share of Vita Coco common stock. Once the vesting conditions are met, the RSUs convert into an equivalent number of common shares, delivering equity-based compensation under the 2021 Incentive Award Plan.