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Compass Diversified (NYSE: CODI) insider ups reported buy

(Neutral)
(Neutral)
Form Type
4/A

Rhea-AI Filing Summary

Compass Diversified Holdings (CODI) reported that reporting person Zachary T. Sawtelle purchased 17,000 Common Shares on 08/13/2026 in an open-market or private transaction at a weighted average price of $12.4204 per share, with individual trade prices ranging from $12.39 to $12.45. Following this transaction, Sawtelle directly owned 73,588 Common Shares. An earlier Form 4 had inadvertently reported this trade as 7,000 shares, and this amendment corrects the purchased share amount.

Positive

  • None.

Negative

  • None.
Insider Sawtelle Zachary T.
Role Insider
Bought 17,000 shs ($211K)
Type Security Shares Price Value
Purchase Common Shares F1, F2, F3 17,000 $12.4204 $211K
Holdings After Transaction: Common Shares — 73,588 shares (Direct)
Footnotes (3)
  1. F1. Each Common Share represents one undivided beneficial interest in Compass Diversified Holdings (the "Trust") property and corresponds to one underlying trust common interest of Compass Group Diversified Holdings LLC held by the Trust.
  2. F2. On 08/13/2026, the Reporting Person filed a Form 4 that inadvertently reported the purchase of 7,000 Common Shares, when in fact, 17,000 Common Shares of the Issuer were purchased.
  3. F3. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.39 to $12.45, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
Shares purchased 17,000 shares Common Shares acquired on 08/13/2026 by reporting person
Weighted average purchase price $12.4204 per share Weighted average price for the 08/13/2026 purchase
Price range $12.39 to $12.45 per share Range of prices for multiple transactions included in the purchase
Shares owned after transaction 73,588 shares Total direct holdings of Common Shares following the purchase
Originally reported shares 7,000 shares Share amount inadvertently reported in the original Form 4
weighted average price financial
"The price reported in Column 4 is a weighted average price."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
undivided beneficial interest financial
"Each Common Share represents one undivided beneficial interest in Compass Diversified Holdings"
beneficial interest financial
"represents one undivided beneficial interest in Compass Diversified Holdings"
Beneficial interest is the right to receive the economic benefits of an asset—such as dividends, interest, or sale proceeds—without necessarily holding legal title to it. For investors this matters because it determines who actually gains from an investment or trust, much like renting an apartment where the tenant enjoys living there and paying bills while the landlord holds the deed; understanding who has the beneficial interest affects income rights, voting influence, and risk exposure.
Form 4 regulatory
"the Reporting Person filed a Form 4 that inadvertently reported the purchase"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

FAQ

What insider transaction did CODI report for Zachary T. Sawtelle on August 13, 2026?

Zachary T. Sawtelle reported purchasing 17,000 Common Shares of Compass Diversified Holdings (CODI) on 08/13/2026. The transaction was a purchase in an open-market or private transaction as reflected by code P on the Form 4/A.

At what prices were the CODI shares purchased in Sawtelle’s August 13, 2026 transaction?

The shares were bought at a weighted average price of $12.4204 per share. Individual trades occurred in multiple transactions at prices ranging from $12.39 to $12.45, inclusive, according to the transaction footnote.

How many CODI shares does Zachary T. Sawtelle own after the reported purchase?

After the August 13, 2026 purchase, Zachary T. Sawtelle directly owned 73,588 CODI Common Shares. This post-transaction holding reflects the addition of 17,000 shares acquired in the reported transaction.

What correction does this Form 4/A amendment for CODI make to the earlier filing?

The amendment corrects the originally reported purchase size from 7,000 to 17,000 Common Shares. The prior Form 4 inadvertently understated the number of CODI shares purchased on 08/13/2026 by 10,000 shares.

Was the CODI insider purchase by Sawtelle made under a Rule 10b5-1 trading plan?

The filing’s Rule 10b5-1 checkbox is unchecked, and there is no footnote indicating a trading plan. The Form 4/A therefore does not state that this purchase was made pursuant to a Rule 10b5-1 plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sawtelle Zachary T.

(Last)(First)(Middle)
301 RIVERSIDE AVENUE, SECOND FLOOR

(Street)
WESTPORT CONNECTICUT 06880

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Compass Diversified Holdings [ CODI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
Officer (give title below)XOther (specify below)
See Remark (a)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/12/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)
08/13/2026
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares(1)08/13/2026P17,000(2)A$12.4204(2)(3)73,588(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Each Common Share represents one undivided beneficial interest in Compass Diversified Holdings (the "Trust") property and corresponds to one underlying trust common interest of Compass Group Diversified Holdings LLC held by the Trust.
2. On 08/13/2026, the Reporting Person filed a Form 4 that inadvertently reported the purchase of 7,000 Common Shares, when in fact, 17,000 Common Shares of the Issuer were purchased.
3. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.39 to $12.45, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
Remarks:
(a) Mr. Sawtelle is the Chief Operating Officer of Compass Group Diversified Holdings LLC, Sponsor of the Trust.
/s/ Zachary T. Sawtelle, by Carrie W. Ryan and Stephen Keller as attorneys-in-fact08/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)