STOCK TITAN

Compass Diversified (CODI) insider buys shares outside 10b5-1 plan

(Moderate)
(Positive)
Form Type
4

Rhea-AI Filing Summary

Compass Diversified Holdings (CODI) reported that an entity associated with Glenn R. Richter purchased 38,051 Common Shares on 2026-08-14 in an open-market or private transaction. The weighted average purchase price was $13.1399 per share, across individual trades ranging from $12.905 to $13.26. Following this transaction, the reporting trust holds 38,051 Common Shares indirectly, through the Glenn R Richter Revocable Trust & Danielle L Richter Revocable Trust as Joint Tenants In Common, for which Mr. Richter serves as trustee and beneficiary.

Positive

  • None.

Negative

  • None.
Insider RICHTER GLENN R
Role Insider
Bought 38,051 shs ($500K)
Type Security Shares Price Value
Purchase Common Shares F1, F2, F3 38,051 $13.1399 $500K
Holdings After Transaction: Common Shares — 38,051 shares (Indirect, By Revocable Trust)
Footnotes (3)
  1. F1. Each Common Share represents one undivided beneficial interest in Compass Diversified Holdings (the "Trust") property and corresponds to one underlying trust common interest of Compass Group Diversified Holdings LLC held by the Trust.
  2. F2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.905 to $13.26, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
  3. F3. Shares held by the Reporting Person through the Glenn R Richter Revocable Trust & Danielle L Richter Revocable Trust Joint Tenants In Common (the "Trust"). The reporting person is trustee and beneficiary of the Trust.
Shares purchased 38,051 shares Common Shares acquired on 2026-08-14 by revocable trust
Weighted average purchase price $13.1399 per share Average price for 38,051 Common Shares purchased
Purchase price range $12.905 to $13.26 per share Range of individual transaction prices within the aggregated trade
Shares held after transaction 38,051 shares Indirect holdings via revocable trust following the purchase
weighted average price financial
"The price reported in Column 4 is a weighted average price."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
Revocable Trust financial
"Shares held by the Reporting Person through the Glenn R Richter Revocable Trust"
A revocable trust is a legal arrangement where the person who creates it keeps control and can change or cancel the trust at any time, while naming who will manage and receive the assets later. Think of it like a flexible folder for your investments and property that can be relabeled or reworked as circumstances change; it matters to investors because it determines how ownership is recorded, how easily assets transfer on incapacity or death, and whether holdings bypass public probate proceedings.
Joint Tenants In Common financial
"Revocable Trust & Danielle L Richter Revocable Trust Joint Tenants In Common"
undivided beneficial interest financial
"Each Common Share represents one undivided beneficial interest in Compass Diversified Holdings"

FAQ

What insider transaction did CODI report for Glenn R. Richter?

Glenn R. Richter, through a revocable trust, purchased 38,051 CODI Common Shares on 2026-08-14. The transaction was reported as an open-market or private purchase, increasing the trust’s indirect holdings to 38,051 shares after the trade.

At what price were the 38,051 CODI shares purchased in this Form 4?

The 38,051 CODI shares were bought at a weighted average price of $13.1399 per share. Individual trades occurred in a range from $12.905 to $13.26 per share, as disclosed, with detailed breakdowns available upon request to the issuer or SEC staff.

How many CODI shares does the reporting trust hold after this transaction?

After the reported purchase, the revocable trust associated with Glenn R. Richter holds 38,051 CODI Common Shares indirectly. This entire post-transaction position reflects the newly acquired shares, as the Form 4 states total shares following the transaction equal 38,051.

How are Glenn R. Richter’s CODI shares held according to the Form 4?

The CODI shares are held indirectly through the Glenn R Richter Revocable Trust & Danielle L Richter Revocable Trust as Joint Tenants In Common. The filing notes that Mr. Richter is both trustee and beneficiary of this trust structure.

What does one CODI Common Share represent in this filing?

Each CODI Common Share represents one undivided beneficial interest in Compass Diversified Holdings’ trust property. It also corresponds to one underlying trust common interest of Compass Group Diversified Holdings LLC that is held by the trust entity.

Was this CODI insider trade made under a Rule 10b5-1 trading plan?

The Form 4 indicates the Rule 10b5-1 checkbox is not affirmed for this transaction. The aff_10b5_one field is set to false, meaning this particular purchase is not identified as executed under a Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
RICHTER GLENN R

(Last)(First)(Middle)
301 RIVERSIDE AVENUE
SECOND FLOOR

(Street)
WESTPORT CONNECTICUT 06880

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Compass Diversified Holdings [ CODI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
Officer (give title below)XOther (specify below)
See Remarks (a)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/14/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares(1)08/14/2026P38,051A$13.1399(2)38,051IBy Revocable Trust(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Each Common Share represents one undivided beneficial interest in Compass Diversified Holdings (the "Trust") property and corresponds to one underlying trust common interest of Compass Group Diversified Holdings LLC held by the Trust.
2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.905 to $13.26, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
3. Shares held by the Reporting Person through the Glenn R Richter Revocable Trust & Danielle L Richter Revocable Trust Joint Tenants In Common (the "Trust"). The reporting person is trustee and beneficiary of the Trust.
Remarks:
(a) Mr. Richter is a Director of Compass Group Diversified Holdings LLC, the sponsor of Compass Diversified Holdings.
/s/ Glenn R. Richter, by Carrie W. Ryan and Stephen Keller as attorneys-in-fact08/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)