Capital One insider plans sale of 3,500 shares

Capital One Financial (COF) reports a planned sale of common stock by Matthew Cooper.

Rhea-AI Filing Summary

Capital One Financial (COF) reports a planned sale of common stock by Matthew Cooper. The filing lists 3,500 common shares to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services on the NYSE, with an aggregate market value of $767,655.00 as of August 4, 2026.

The disclosure also lists awards of performance shares dated February 15, 2024 for 660 shares and March 11, 2024 for 2,840 shares. In addition, during the prior three months, Cooper sold 3,500 common shares on May 12, 2026 for $643,755.00, 3,500 shares on June 2, 2026 for $641,760.00, and 3,500 shares on July 7, 2026 for $728,000.00.

Key Figures

Planned shares to be sold: 3,500 shares Planned sale market value: $767,655.00 Performance shares grant 1: 660 shares +4 more

7 metrics

Planned shares to be sold 3,500 shares Common stock to be sold via Morgan Stanley Smith Barney LLC Executive Financial Services

Planned sale market value $767,655.00 Aggregate market value of 3,500 shares as of 08/04/2026 on NYSE

Performance shares grant 1 660 shares Performance shares dated 02/15/2024 issued by the issuer

Performance shares grant 2 2,840 shares Performance shares dated 03/11/2024 issued by the issuer

Sale on 05/12/2026 3,500 shares for $643,755.00 Common stock sale by Matthew Cooper during past three months

Sale on 06/02/2026 3,500 shares for $641,760.00 Common stock sale by Matthew Cooper during past three months

Sale on 07/07/2026 3,500 shares for $728,000.00 Common stock sale by Matthew Cooper during past three months

Key Terms

Performance Shares, Executive Financial Services, Securities To Be Sold, Securities Sold During The Past 3 Months

4 terms

Performance Shares financial

"Common | 02/15/2024 | Performance Shares | Issuer"

Performance shares are a type of company stock given to executives or employees that only become theirs if the company meets specific goals, like hitting certain profits or growth targets. They motivate leaders to work toward the company’s success, because their additional shares depend on achieving these results.

Executive Financial Services financial

"Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza"

Securities To Be Sold regulatory

"144: Securities To Be Sold Common | 02/15/2024"

Securities Sold During The Past 3 Months regulatory

"144: Securities Sold During The Past 3 Months MATTHEW COOPER"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What sale of Capital One (COF) shares is Matthew Cooper currently planning?

Matthew Cooper plans to sell 3,500 common shares of Capital One with an aggregate market value of $767,655.00, to be transacted through Morgan Stanley Smith Barney LLC Executive Financial Services on the NYSE as of August 4, 2026.

What Capital One (COF) performance shares are listed for Matthew Cooper?

The filing lists Capital One performance share awards for Matthew Cooper of 660 shares dated February 15, 2024 and 2,840 shares dated March 11, 2024. These are identified as performance shares issued by the issuer on those dates.

What Capital One (COF) stock sales did Matthew Cooper make on May 12, 2026?

On May 12, 2026, Matthew Cooper sold 3,500 shares of Capital One common stock for total proceeds of $643,755.00. The transaction is reported as a sale of common shares in the three‑month sales history section.

What Capital One (COF) stock sales did Matthew Cooper make on June 2, 2026?

On June 2, 2026, Matthew Cooper sold 3,500 shares of Capital One common stock for $641,760.00. This sale appears in the past three months’ securities sold section alongside other recent transactions.

What Capital One (COF) stock sales did Matthew Cooper make on July 7, 2026?

On July 7, 2026, Matthew Cooper sold 3,500 shares of Capital One common stock for $728,000.00. The sale is one of three recent transactions detailed in the past three months’ sales list.

Which broker is handling Matthew Cooper’s planned Capital One (COF) share sale?

The planned sale of 3,500 Capital One common shares is listed under Morgan Stanley Smith Barney LLC’s Executive Financial Services at 1 New York Plaza, New York, indicating that this broker is involved in executing the transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/04/2026 - 04:05 PM Accepted by SEC EDGAR 08/04/2026 - 04:04 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001727277
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	CAPITAL ONE FINANCIAL CORPORATION
SEC File Number	001-13300
Address of Issuer	1680 CAPITAL ONE DRIVE MCLEAN VIRGINIA 22102
Phone	7037201000
Name of Person for Whose Account the Securities are To Be Sold	MATTHEW COOPER
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	3500	767655.00	613484836	08/04/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/15/2024	Performance Shares	Issuer			660	02/15/2024	Not Applicable
Common	03/11/2024	Performance Shares	Issuer			2840	03/11/2024	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
MATTHEW COOPER 1680 Capital One Drive McLean VA 22102	Common	07/07/2026	3500	728000.00
MATTHEW COOPER 1680 Capital One Drive McLean VA 22102	Common	06/02/2026	3500	641760.00
MATTHEW COOPER 1680 Capital One Drive McLean VA 22102	Common	05/12/2026	3500	643755.00

144: Remarks and Signature

Remarks
Date of Notice	08/04/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	04/09/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Matthew W Cooper
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)